User:Amwelladmin: Difference between revisions

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5(b)(iii) Tax Event. Due to (1) any action taken by a taxing authority, or brought in a court of competent jurisdiction, after a Transaction is entered into (regardless of whether such action is taken or brought with respect to a party to this Agreement) or (2) a Change in Tax Law, the party (which will be the Affected Party) will, or there is a substantial likelihood that it will, on the next succeeding Scheduled Settlement Date (A) be required to pay to the other party an additional amount in respect of an Indemnifiable Tax under Section 2(d)(i)(4) (except in respect of interest under Section 9(h)) or (B) receive a payment from which an amount is required to be deducted or withheld for or on account of a Tax (except in respect of interest under Section 9(h)) and no additional amount is required to be paid in respect of such Tax under Section 2(d)(i)(4) (other than by reason of Section 2(d)(i)(4)(A) or (B));
Maintaining strong working relationship with Credit Risk Control, Prime Brokerage Sales, Prime Services
Risk and Transition regarding Equity Prime Brokerage clients and Hedge Fund Services. Identifying client
concerns and offering practical solutions in paving the way towards a streamline negotiation with Hedge
Fund and Prime Brokerage clients. Respond efficiently and promptly to client enquiries and stakeholder
requests. Promptly escalating client concerns to CRC, PB Sales, Risk and Transition to minimise client
relationship risk at an early stage in the negotiation process. Keep senior management informed of
negotiation status involving sensitive high profile clients. Smooth negotiation process towards timely
launch dates. Worked on pledge agreement with account control agreements / tri party structures / AIFMD
custody agreements / Delegation and Transfer Agreements – AIFMD / Managed Funds Swap Agreements
Project: Assisted Sarah Viner on "Pending GOC & ROC client negotiations only/SIMM" re Report EMEA
Documentation – review / update of outstanding Prime services negotiations on TADH

Revision as of 17:35, 22 November 2017

Maintaining strong working relationship with Credit Risk Control, Prime Brokerage Sales, Prime Services Risk and Transition regarding Equity Prime Brokerage clients and Hedge Fund Services. Identifying client concerns and offering practical solutions in paving the way towards a streamline negotiation with Hedge Fund and Prime Brokerage clients. Respond efficiently and promptly to client enquiries and stakeholder requests. Promptly escalating client concerns to CRC, PB Sales, Risk and Transition to minimise client relationship risk at an early stage in the negotiation process. Keep senior management informed of negotiation status involving sensitive high profile clients. Smooth negotiation process towards timely launch dates. Worked on pledge agreement with account control agreements / tri party structures / AIFMD custody agreements / Delegation and Transfer Agreements – AIFMD / Managed Funds Swap Agreements Project: Assisted Sarah Viner on "Pending GOC & ROC client negotiations only/SIMM" re Report EMEA Documentation – review / update of outstanding Prime services negotiations on TADH

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