GMSLA Anatomy

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GMSLA Anatomy™
2010 GMSLA: Full wikitext · Nutshell wikitext | GMLSA legal code | GMSLA Netting

Pledge GMSLA: Hard copy (ISLA) · Full wikitext · Nutshell wikitext |
1995 OSLA: OSLA wikitext | OSLA in a nutshell | GMSLA/PGMSLA/OSLA clause comparison table
From Our Friends On The Internet: Guide to equity finance | ISLA’s guide to securities lending for regulators and policy makers

Navigation
2010 GMSLA 1 · 2 · 3 · 4 · 5 · 6 · 7 · 8 · 9 · 10 · 11 · 12 · 13 · 14 · 15 · 16 · 17 · 18 · 19 · 20 · 21 · 22 · 23 · 24 · 25 · 26 · 27 · Schedule · Agency Annex · Addendum for Pooled Principal Agency Loans

2018 Pledge GMSLA 1 · 2 · 3 · 4 · 5 · 6 · 7 · 8 · 9 · 10 · 11 · 12 · 13 · 14 · 15 · 16 · 17 · 18 · 19 · 20 · 21 · 22 · 23 · 24 · 25 · 26 · 27 · 28 · Schedule · Agency Annex

Stock lending agreement comparison: Includes navigation for the 2000 GMSLA and the 1995 OSLA

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This is the anatomy for the 2010 GMSLA. For the anatomy for the 2000 GMSLA see 2000 GMSLA Anatomy.

2010 GMSLA

1. Applicability
2. Interpretation

2.1 Definitions
Act of Insolvency
Agency Annex
Alternative Collateral
Applicable Law
Automatic Early Termination
Base Currency
Business Day
Buy In
Cash Collateral
Close of Business
Collateral
Defaulting Party
Delivery
Designated Office
Equivalent or equivalent to
Income
Income Record Date
Letter of Credit
Loaned Securities
Margin
Market Value
Nominee
Non Cash Collateral
Non Defaulting Party
Notification Time
Parties
Posted Collateral
Reference Dealers
Required Collateral Value
Sales Tax
Settlement Date
Stamp Tax
Tax
2.2 Headings
2.3 Market terminology
2.4 Currency conversions
2.5
2.6 Modifications etc. to legislation

3. Loans of Securities
4.1 Delivery

4.1 Delivery of Securities on commencement of Loan
4.2 Requirements to effect Delivery
4.3 Deliveries to be simultaneous unless otherwise agreed
4.4 Deliveries of Income

5. Collateral

5.1 Delivery of Collateral on commencement of a Loan
5.2 Deliveries through securities settlement systems generating automatic payments
5.3 Substitutions of Collateral
5.4 Marking to Market of Collateral during the currency of a Loan on aggregated basis
5.5 Marking to Market of Collateral during the currency of a Loan on a Loan by Loan basis
5.6 Requirements to deliver excess Collateral
5.7 (Attribution of Collateral to Loans)
5.8 Timing of repayments of excess Collateral or deliveries of further Collateral
5.9 Substitutions and extensions of Letters of Credit

6. Distributions and Corporate Actions

7. Rates applicable to Loaned Securities and Cash Collateral

7.1 Rates in respect of Loaned Securities
7.2 Rates in respect of Cash Collateral
7.3 Payment of rates

8. Delivery of Equivalent Securities

8.1. Lender’s right to terminate a Loan
8.2. Borrower’s right to terminate a Loan
8.3. Delivery of Equivalent Securities on termination of a Loan
8.4. Delivery of Equivalent Collateral on termination of a Loan
8.5. Delivery of Letters of Credit
8.6. Delivery obligations to be reciprocal

9. Failure to Deliver

9.1 Borrower’s failure to deliver Equivalent Securities
9.2 Lender’s failure to deliver Equivalent Collateral
9.3 Failure by either Party to deliver

10. Events of Default

10.1 List of Events of Default
10.1(a): Failure to pay Collateral
10.1(b): Unremedied failure to manufacture payments
10.1(c): Failure to pay or deliver
10.1(d): Insolvency
10.1(e): Breach of warranty
10.1(f): Repudiation
10.1(g): Seizure of assets
10.1(h): Suspension from exchange
10.1(i): Unremedied failure to perform
10.2 Notification of Events of Default
10.3 Complete statement of remedies
10.4 No consequential loss

11. Consequences of an Event of Default

11.1 Application of 11.2 to 11.7 following Event of Default
11.2 Delivery and payment obligations following Event of Default
11.3 Definition of Default Market Value
11.4 Determination of Default Market Value
11.5 Net Value determination where unable to sell Securities
11.6 Where Non-Defaulting Party has not determined Default Market Value
11.7 Other costs, expenses and interest payable in consequence of an Event of Default
11.8 Set-off

12. Taxes
13. Lender’s Warranties
14. Borrower’s Warranties
15. Interest on Outstanding Payments
16. Termination of this Agreement (2010) and Transactions Entered Into As Agent (2000)
17. Single Agreement
18. Severance
19. Specific Performance
20. Notices
21. Assignment
22. Non Waiver
23. Governing Law and Jurisdiction
24. Time
25. Recording
26. Waiver of Immunity
27. Miscellaneous

27.1 - Entire agreement
27.2 - Warranty as to text
27.3 - Amendments
27.4 - Existing Loans
27.5 - Automation
27.6 - Survival on termination of obligations
27.7 - Survival on termination of warranties
27.8 - Rights cumulative
27.9 - Counterparts
27.10 - Contracts (Rights of Third Parties) Act 1999

Schedule
Agency Annex
Agency Addendum
Addendum 1 Scope (Agency Addendum)
Addendum 2 Interpretation (Agency Addendum)
Addendum 3 Modifications to the Agency Annex
Addendum 4 Allocation of Agency Loans
Addendum 5 Allocation of Collateral
Addendum 6 Pooled Principals: Rebalancing of Margin
Addendum 7 Warranties (Agency Addendum)
UK Tax Addendum
Tax Addendum 1 Disapplication of Previous Addendum (Tax Addendum)
Tax Addendum 2 Application of this Addendum (Tax Addendum)
Tax Addendum 3 Disapplication of Gross-Up (Tax Addendum)
Tax Addendum 4 Application of Warranties (Tax Addendum)
Tax Addendum 5 Manufactured Payments: Net Paying UK Securities (Tax Addendum)
Tax Addendum 6 Manufactured Payments: REIT Shares (Tax Addendum)
Tax Addendum 7 Manufactured Payments: PAIF Shares (Tax Addendum)
Tax Addendum 8 Interpretation (Tax Addendum)

2010 UK Addendum
EU Short Selling Notices