Client - FCA Rulebook Term

The JC’s Reg and Leg resource™ UK Edition Go Premium COBS Rules Template:COBS Section Client View Template Index: Click ᐅ to expand: Regulation Comments? Questions? Suggestions? Requests? Insults? We’d love to 📧 hear from you. Sign up for our newsletter.

You may be interested in who is the client where an agency relationship is in contemplation. The FCA rule you’re looking for in that case is COBS 2.4.3 (“agent as client”) where — and apologies for the spoiler, but the title rather gives it away — the agent is the client, not the principal. In most cases.

See also

• KYC