The following pages link to Template:A:
Displayed 50 items.
- Anti-money laundering (transclusion) (← links)
- Designated investment - FCA Rulebook Term (transclusion) (← links)
- Post-trade disclosure by investment firms - MiFID Directive Provision (transclusion) (← links)
- Delegation of safekeeping function by depositary - UCITS V Provision (transclusion) (← links)
- Trade reporting (transclusion) (← links)
- 25 - MiFID Directive Provision (transclusion) (← links)
- Transaction reporting (transclusion) (← links)
- Investment advice - MiFID Directive Provision (transclusion) (← links)
- Ancillary services - MiFID Directive Provision (transclusion) (← links)
- Eligible counterparties - COBS Provision (transclusion) (← links)
- Per se eligible counterparties - COBS Provision (transclusion) (← links)
- Elective eligible counterparties - COBS Provision (transclusion) (← links)
- Novation (transclusion) (← links)
- Per se eligible counterparty - COBS Provision (transclusion) (← links)
- SEC Rule 15a-6 (transclusion) (← links)
- Agent as client and reliance on others - COBS Provision (transclusion) (← links)
- Agent as client - FCA Provision (transclusion) (← links)
- Broker-dealer (transclusion) (← links)
- Pledge (transclusion) (← links)
- Certain voting rights to be disregarded - DTR Provision (transclusion) (← links)
- Notification of the acquisition or disposal of major shareholdings - DTR Provision (transclusion) (← links)
- Contracts for difference (transclusion) (← links)
- Foreign exchange (transclusion) (← links)
- Margin - GMSLA Provision (transclusion) (← links)
- 10(a)(ix) - GMRA Provision (transclusion) (← links)
- Murder your darlings (transclusion) (← links)
- Barclays v Unicredit (transclusion) (← links)
- Avoiding conflicts of interest - AIFMD Provision (transclusion) (← links)
- Location of depositary - AIFMD Provision (transclusion) (← links)
- General responsibilities of depositary - AIFMD Provision (transclusion) (← links)
- Issuance and cancellation of fund units etc. - AIFMD Provision (transclusion) (← links)
- Obligation to make unexecuted client limit orders public - COBS Provision (transclusion) (← links)
- Professional client (transclusion) (← links)
- Retail client - COBS Provision (transclusion) (← links)
- Failure to pay - GMSLA Provision (transclusion) (← links)
- Plain English - How (transclusion) (← links)
- Nominee company (transclusion) (← links)
- Special purpose vehicle (transclusion) (← links)
- SPVs in Ireland (transclusion) (← links)
- Ireland (transclusion) (← links)
- Magic words (transclusion) (← links)
- Statute of Frauds 1677 (transclusion) (← links)
- Undertaking (transclusion) (← links)
- Covenant (transclusion) (← links)
- Promise (transclusion) (← links)
- Warranty (transclusion) (← links)
- Representations and warranties (transclusion) (← links)
- Representation (transclusion) (← links)
- Rescind (transclusion) (← links)
- Mutatis mutandis (transclusion) (← links)