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- ...ed for years under legally mandated document retention policies, but other entities will just be anal — or useless — about hoarding information.2 KB (382 words) - 14:31, 6 June 2024
- *the entities set out in paragraph (i) or; <br>3 KB (475 words) - 10:36, 12 February 2015
- ...pter1_.html here]) includes, among others, corporations and other business entities:3 KB (477 words) - 11:27, 14 December 2018
- ...panies, (v) pension plans directed by defined fiduciaries, (vi) tax-exempt entities, and (vii) trusts with sophisticated fiduciaries with total assets in exces Major U.S. Institutional Investors are entities, regardless of whether they fall in the foregoing categories, with assets o9 KB (1,219 words) - 18:44, 6 January 2021
- ...s entered into by the non-financial counterparty or by other non-financial entities within the group to which the non-financial counterparty belongs, which are3 KB (528 words) - 13:14, 6 June 2022
- For the silent great majority of swap entities for whom it is not, the curious proposition arises: what is the legal, and3 KB (455 words) - 16:22, 24 December 2023
- ...s about as wide as a payment obligation can be, and includes the Reference Entities day-to-day outgoings: rent, wages, utilities, even the paper bill, if you c3 KB (454 words) - 08:33, 20 May 2023
- ...s entered into by the non-financial counterparty or by other non-financial entities within the group to which the non-financial counterparty belongs, which are4 KB (495 words) - 09:19, 30 August 2022
- ...ese modern days of bank recovery and resolution, conjoining claims between entities which are supposed to be siloed and independent isn’t really the thing.5 KB (683 words) - 10:05, 27 September 2021
- {{c2|Cayman Islands history|Legal Entities}}3 KB (504 words) - 08:19, 22 August 2022
- ...ble into or exchangeable for debt or preferred stock or (B) in the case of entities other than corporations, any other form of ownership interest; or ...Merger” applies and it or any of its Credit Support Providers or Specified Entities suffers a Designated Event (which is not a Merger Without Assumption) and t12 KB (1,963 words) - 15:31, 6 April 2023
- ...in financial instruments be held in custody by a local entity and no local entities satisfy the delegation requirements laid down in that point [i.e., prudent4 KB (635 words) - 11:19, 18 January 2020
- ...}. Everything must be passed in full through to the ultimate client. These entities therefore tend to opt for non-[[retrocession]] share classes open only to a4 KB (679 words) - 11:26, 22 February 2023
- ...quirements on all financial firms and systemically important non-financial entities that trade [[over-the-counter |over-the-counter]] swaps, setting out criter3 KB (465 words) - 10:49, 5 December 2023
- Client money behaves differently to client assets when entities start going bust. In a nutshell, unless you have set up separate pools, cli5 KB (748 words) - 19:17, 23 February 2020
- ...it, any of its Credit Support Providers or any of its applicable Specified Entities any action, suit or proceeding at law or in equity or before any court, tri4 KB (701 words) - 11:35, 4 June 2024
- *England, Scotland, Wales and Northern Ireland as four discrete political entities. Does not include the Republic of Ireland.4 KB (701 words) - 07:53, 20 September 2023
- ...ies to a futures contract are the client and the [[CCP]]. The intermediate entities are all agents and thus not responsible for performance of the contract. Th6 KB (948 words) - 11:36, 18 January 2020
- ...cutive summary in table form, expressing a clear binary view for all legal entities and all counterparty categories.6 KB (872 words) - 14:25, 11 October 2022
- ...isaster scenarios? We know of cases where even affiliated broker-dealers — entities under common control in the same financial services group — have laboured6 KB (919 words) - 17:39, 3 December 2022