Search results

  • ...|investment manager}} must not accept goods or services in addition to the execution of its customer orders if it: <br> :::(i) is directly related to the execution of trades on behalf of the {{cobsprov|investment manager}}'s customers; or
    1 KB (215 words) - 10:23, 10 October 2017
  • '''{{isdaprov|Relationship Between Parties}}''': Each party represents upon execution of each {{isdaprov|Transaction}} that ([[unless otherwise agreed]]):
    297 bytes (33 words) - 09:34, 9 February 2023
  • ...is a labour-intensive, manual task. Technology here (particularly digital execution) offers an enormous capacity for efficiency and digital audit.
    3 KB (460 words) - 12:20, 3 June 2019
  • *[[Co-ordination versus execution]]
    494 bytes (58 words) - 06:35, 18 April 2022
  • Simple: just don’t fiddle with Offices and Branches post execution. Why would you? (Unless to correct an error you made on the Trade Date ...
    419 bytes (69 words) - 12:47, 27 December 2023
  • ...ettlement Disruption Event}}, would have been) open for the acceptance and execution of settlement instructions. <br>
    421 bytes (57 words) - 16:51, 1 May 2018
  • ...on of client order services that relate to the reception, transmission and execution of client orders. ...on of client order services that relate to the reception, transmission and execution of client orders, even if those conversations or communications do not resu
    3 KB (403 words) - 18:22, 30 January 2018
  • :{{isdaprov|3(a)(iii)}} '''{{isdaprov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any law applicabl
    402 bytes (67 words) - 14:05, 9 March 2017
  • :{{isda92prov|3(a)(iii)}} '''{{isda92prov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any law applicabl
    406 bytes (69 words) - 18:54, 2 February 2020
  • Simple: just don’t fiddle with Offices and Branches post execution. Why would you? (Unless to correct an error you made on the Trade Date ...
    446 bytes (73 words) - 13:57, 22 June 2023
  • {{gtmaprov|3.1.3}} ('''{{gtmaprov|No Violation or Conflict}}''') The execution, delivery and performance referred to in clause 3.1.2 do not violate or con
    425 bytes (69 words) - 11:16, 16 July 2012
  • ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>
    5 KB (755 words) - 10:15, 20 March 2020
  • ...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance; 3(a)(iii) No Violation or Conflict. Such execution, delivery and performance do not violate or conflict with any law applicabl
    2 KB (306 words) - 20:46, 13 April 2020
  • ...rwise) from jurisdiction, attachment (both before and after judgement) and execution to which it might otherwise be entitled in any action or proceeding in the
    499 bytes (84 words) - 17:05, 28 December 2020
  • {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da
    539 bytes (78 words) - 14:54, 14 November 2019
  • ...rwise) from jurisdiction, attachment (both before and after judgement) and execution to which it might otherwise be entitled in any action or proceeding in the
    566 bytes (92 words) - 17:06, 28 December 2020
  • ...risdiction, attachment (both before and after [[judgment|judgement]]) and execution to which it might otherwise be entitled in any action or proceeding in the
    595 bytes (94 words) - 15:47, 3 July 2020
  • “'''{{ietaprov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or amendment to, any law (or in the ap
    405 bytes (64 words) - 13:58, 23 November 2023
  • *Deemery: what of the ''deemed'' representations on material dates after execution? Is that a bit nonsense? Is there a sorcerer’s apprentice risk here?
    554 bytes (73 words) - 09:25, 29 May 2023
  • ...r and against all reasonable out-of-pocket expenses, including legal fees, execution fees and {{isdaprov|Stamp Tax}}, incurred by such other party by reason of
    620 bytes (90 words) - 15:21, 5 April 2018
View ( | ) (20 | 50 | 100 | 250 | 500)