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...[Investment Advisers Act of 1940|40 Act]]. The SEC has brought a number of enforcement actions involving riskless principal transactions under Section 206(3).

{{c3|Deeds|Enforcement|Case Note}}

...m for finding them in odd places — small luxury hotels in Wales, executive enforcement agencies of the British government etc. See {{casenote|Greenclose|National

...t is just that they are implicit. They depend on trust, not monitoring and enforcement. There are complex interpersonal networks that manage the lettings, labour

...of all proportion to any legitimate interest of the innocent party in the enforcement of the primary obligation. The innocent party can have no proper interest i

...tection.<ref>Pedants: can we agree, for the sake of argument, that even if enforcement of copyright is not insisted upon, its waiver was not so definitive as to p

..., declares its dissatisfaction with the firm’s behaviour, and with talk of enforcement action in the air, the [[litigation team]] is wheeled in to save the day. A

...known to issue the odd “no-action letter”, more by way of forbearance from enforcement than enduring interpretation of its rules, though one eventually crystallis It would be interesting to know who planted the idea of this enforcement in the SEC caseworker’s head. We have all heard of lawyers chasing ambula

The SEC Enfrocement Division will not recommend that the Commission take enforcement action if, under such a prime broker arrangement, the executing broker and

...t citizen, impelled by the meanest motives, is entitled to insist upon the enforcement of the law. The question is, “What is the law?”—a question which freq

...ity, to equitable principles of general application (regardless of whether enforcement is sought in a proceeding in equity or at {{isda87prov|law}})).<br> ...nd {{isda87prov|Stamp Tax}}, incurred by such other party by reason of the enforcement and protection of its rights under this Agreement or by reason of the early

...if, in other words, you overlay trusted intermediaries, fail-safes, benign enforcement and monitoring — then:

...your long term revenue prospects, you let a distressed creditor off strict enforcement during a tough patch, to help it through a difficult cashflow situation, yo

...ce) of outstanding debt''': Following total exhaustion of all assets after enforcement, appropriation, liquidation and distribution, and realisation of all claims

Enforcement agencies are stretched to breaking point covering a raft of intergovernment

...ndebtedness]] as, in itself, a form of compulsory trust — trust on pain of enforcement by the state, i.e., ''violence'' — and therefore intrinsically undesirabl