#REDIRECT [[Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision]]
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...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''
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:{{tag|COBS}} {{cobsprov|11.2}} {{cobsprov|Best Execution}}
:''Note that, courtesy of {{cobsprov|1 Annex 1}} [[best execution]] obligations are not owed to an {{fcaprov|eligible counterparty}}, but onl
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...[[broker]] uses to manage client order and trade flow between different [[execution venue]]s.
*[[Execution management system]]
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...s present article is about the more [[tedious]] business of how they are [[execution|executed]], [[Give-up|given up]] and [[Clearing|cleared]].
===Clearing and execution===
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...ee not to have to make certain numpty [[disclosure]]s relating to contract execution
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#REDIRECT [[best execution]]
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...lar payments by US clients for trade ideas, where not accompanied by trade execution, may amount to investment advice, for which the provider must be registered
...eference execution in some way (typically as [[commission]] on an equities execution, but not necessarily) are exempted from this rule.
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#redirect[[Execution management system]]
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#REDIRECT [[Best Execution - COBS Provision]]
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#redirect[[Best Execution - COBS Provision]]
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#REDIRECT [[Application of Best Execution - COBS Provision]]
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''See also more generally [[best execution]] for an overview.''
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#REDIRECT [[Consent to best execution policy generally - COBS Provision]]
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...evant Party}} to the other {{gmslaprov|Party}} in writing [[prior to]] the execution of this {{gmslaprov|Agreement}}. <br>
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*'''[[Shares]]''': The [[execution]] of transactions in [[listed]] [[share|shares]] happens on exchange; by wa
...tures]] and [[options]]. These are trades that have a tenor, and while the execution of a transaction flits ephemerally across the exchange, [[ETDs]] also need
1 KB (176 words) - 17:29, 12 February 2020
*The [[dealer]] owes [[best execution]]. That means, (subject to contrary instructions) it has to interrogate all
*Under [[best execution]] rules the client may instruct the [[dealer]] to exclude certain [[venue]]
2 KB (317 words) - 09:29, 15 March 2019
...]” also a [[MiFID II]] expression featuring a lot in the context of [[best execution]]?
...n:<ref>See: {{tag|CESR}}’s "[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]" Questions and Answers document of May 2007 (CESR/07-320)</re
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...e {{pgmslaprov|Relevant Party}} to the other Party in writing prior to the execution of this Agreement. <br>
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...levied or imposed upon the other party or in respect of the other party’s execution or performance of this Agreement by any such Stamp Tax Jurisdiction which i
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'''{{repprov|No violation}}''': execution of and performance of your obligations under this agreement does not breach
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...ents for {{tag|MiFID}} purposes, particularly in the context of {{tag|best execution}}.
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===Formal execution requirements===
*[[Electronic execution]]
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...ading benchmark by investors who aim to be as passive as possible in their execution. Many [[pension funds]], and some [[mutual funds]], fall into this category
...and answer to the client the realized price. This is called a VWAP target execution; it incurs more dispersion in the answered price compared to the VWAP price
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...levied or imposed upon the other party or in respect of the other party’s execution or performance of this {{isdaprov|Agreement}} by any such {{isdaprov|Stamp
865 bytes (136 words) - 12:36, 7 November 2016
...d not circumventing, a process: to paraphrase Blackadder, by the time this execution is finished you don’t so much need a spike as a toast rack.
2 KB (249 words) - 10:53, 10 December 2020
...levied or imposed upon the other party or in respect of the other party’s execution or performance of this {{isda92prov|Agreement}} by any such {{isda92prov|St
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COBS {{cobsprov|11}} {{cobsprov|Dealing and managing}} ''including [[best execution]]''<br>
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...sprov|1 Annex 1}} for disapplication of certain COBS rules, including best execution, to {{cobsprov|ECP}}s
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Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th
...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its
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...aprov|Relevant Party}}''''') who drafted this {{pgmslaprov|Agreement}} for execution (as indicated in paragraph {{pgmslaprov|Schedule 9}}) [[Warranty|warrant]]s
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...laprov|Relevant Party}}''''') who drafted this {{gmslaprov|Agreement}} for execution (as indicated in paragraph {{gmslaprov|Schedule 9}}) [[Warranty|warrant]]s
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...eme}}) must obtain the [[prior consent]] of its {{fcaprov|client}}s to the execution policy. <br>
...consent]] of the {{fcaprov|ICVC}} or {{fcaprov|investment company}} to the execution policy. <br>
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...s, customs and usages of any applicable self regulatory organization, Swap Execution Facility, or Clearing Organization, [[as amended from time to time]].
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...ives all [[Sovereign immunity|immunity]] from jurisdiction, attachment and execution to which it might otherwise be entitled in any proceeding relating to this
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“'''{{isdaprov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or amendment to, any law (or in the ap
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“'''{{isda92prov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or [[amendment]] to, any law (or in th
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...sitions held by the customer at the FCM; (d) impair a customer’s access to execution of a trade on terms that have a reasonable relationship to the best terms a
...day after execution of the swap, or the agreement to clear, if later than execution.
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...blication/thematic-reviews/tr14-13.pdf Thematic Review TR 14/13] of [[best execution]] and [[PFOF]].
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...he banana skin of {{casenote|Mercury Tax Group Limited|HMRC}} and bish the execution up.
If you play fast and loose with the form of execution, especially for deeds, you risk your contract failing altogether.
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...|investment manager}} must not accept goods or services in addition to the execution of its customer orders if it: <br>
:::(i) is directly related to the execution of trades on behalf of the {{cobsprov|investment manager}}'s customers; or
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'''{{isdaprov|Relationship Between Parties}}''': Each party represents upon execution of each {{isdaprov|Transaction}} that ([[unless otherwise agreed]]):
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...is a labour-intensive, manual task. Technology here (particularly digital execution) offers an enormous capacity for efficiency and digital audit.
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*[[Co-ordination versus execution]]
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Simple: just don’t fiddle with Offices and Branches post execution. Why would you? (Unless to correct an error you made on the Trade Date ...
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...ettlement Disruption Event}}, would have been) open for the acceptance and execution of settlement instructions. <br>
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...on of client order services that relate to the reception, transmission and execution of client orders.
...on of client order services that relate to the reception, transmission and execution of client orders, even if those conversations or communications do not resu
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:{{isdaprov|3(a)(iii)}} '''{{isdaprov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any law applicabl
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:{{isda92prov|3(a)(iii)}} '''{{isda92prov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any law applicabl
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Simple: just don’t fiddle with Offices and Branches post execution. Why would you? (Unless to correct an error you made on the Trade Date ...
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