...fund has a specified [[investment objective]] and is controlled by a an [[investment manager]]
*[[Open-ended investment company]]
479 bytes (67 words) - 11:36, 18 January 2020
...the {{tag|40 Act}} regulates the vehicles which can be used for investment management purposes.
...ch investment companies should be regulated. The act defined and regulated investment companies, including [[mutual funds]] (which were virtually undefined prior
824 bytes (122 words) - 15:24, 13 September 2018
...fferences between an [[investment trust]] and a [[unit trust]], is that an investment trust may borrow to invest, thereby creating [[leverage]]. This creates inc
{{c|Investment management}}
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Of a [[collective investment scheme]], not limited in size. [[Unit trust]]s and [[OEIC]]s are both known
*[[Investment trust]]
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Not [[open-ended]]. An [[Investment trust]] as opposed to a [[unit trust]] or an [[OIEC]].
{{c|Investment management}}
164 bytes (22 words) - 11:36, 18 January 2020
...yield, assets. [[Margin]] is typically handled in a [[triparty collateral management system]].
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...xpect the [[ICAV]] structure to become the default structure for new asset management funds in {{tag|Ireland}}.
*will be available to investment companies from other jurisdictions who wish to re-domicile n Ireland.
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...ents, including custodianship and related services such as cash/collateral management
...[foreign exchange]] services where these are connected to the provision of investment services;
1 KB (172 words) - 11:32, 2 March 2020
...[40 Act]]''', which is different, albeit also a key piece of US investment management legislation, also enacted in 1940.
{{investment research and the Investment Advisers Act 1940}}
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A person concerned with the middle management of an investment bank. A thinker, not a doer. From the “service line”, not the “delive
220 bytes (32 words) - 12:26, 23 October 2017
...y low-risk: these are the good guys of the [[investment manager|investment management]] world: if they blow up, it is their own problem, and not someone else’s
*[[Investment manager]]
895 bytes (137 words) - 10:20, 23 February 2020
...t of person who, without irony, uses the expression “[[wheelhouse]]”; an [[investment bank]].
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...AIFMD]] showdown. These are of course the flagship regulations for EU for investment fund regulation.
...hedge funds, private equity funds, venture capital funds and [[collective investment scheme]]s that are not in scope for UCITS, because wistful granddads cannot
3 KB (454 words) - 11:13, 3 May 2024
...tment companies]] — [[investment vehicle]]s designed to handle collective investment in transferable securities.
{{c2|Investment management|Channel Islands}}
1 KB (221 words) - 17:09, 21 September 2021
...er management]], or voguily, “[[AUM]]” is the value of investments in an [[investment manager]]’s portfolio. Thus, a “mine’s bigger than yours” opportuni
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...hin the meaning of Article 6(a) of Directive 2003/41/EC and an alternative investment fund managed by AIFMs authorised or registered in accordance with Directive
*a [[MiFID]] investment firm
2 KB (291 words) - 13:25, 28 June 2023
...up. Notwithstanding that everyone knows it is all “between us girls”, the investment manager will, on the record, hotly deny this and insist, for the sake of [[
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{{box|1. Member States shall require investment firms, on receiving any client funds, promptly to place those funds into on
====Under MiFID 2 Custody could become an {{eudirprov|investment service|MiFID}}====
3 KB (512 words) - 13:20, 23 January 2018
...uld not catch a [[broker]] or [[dealer]] where it accepts orders from an [[investment manager]] who was not an FCA regulated {{cobsprov|firm}} (i.e., a foreigner
===Research and benefits [[broker]]s provide to [[investment manager]] clients===
4 KB (679 words) - 11:26, 22 February 2023
...s a concept beloved of [[management consultants]], and those in the higher management strata who are bewitched by their honeyed words.
...women of the health sector, too, is blighted by similarly indecipherable [[management consultancy]]):
2 KB (271 words) - 10:09, 18 July 2019
...as an overcrowded tourist destination with a thriving European investment management industry, and a good place to assassinate meddlesome journalists.
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{{anat|cass|}}{{hbglossary|Designated investment business |G283}}
...0]], which predates, but somehow survives, [[MiFID]], {{fcaprov|designated investment business}} is a wider confection than {{fcaprov|MiFID business}}, but large
4 KB (519 words) - 15:40, 2 March 2020
{{fcaprov|FUND 3.5}} Investment in securitisation positions <br>
{{fcaprov|FUND 3.7}} Risk management <br>
758 bytes (95 words) - 12:39, 29 January 2015
*[[manager|Investment management]]
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...person can be reporting fully to two people at once, or even more if your management structure cannot be articulated in normal Euclidian geometry.
And of course there is the old ''investment-bank-as-the-cruel-jungle'' staple, the “[[co-heads]]” of a business,<re
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...stered investment company, business development company, or small business investment company;
..., if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million;
3 KB (470 words) - 08:42, 15 September 2017
'''SECTION A''': [[Investment services and activities]]
(4) Portfolio management;
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The [[head of the documentation unit]] is an accursed person in an [[investment bank]], although {{sex|he}} is usually the last one to recognise this. This
In an [[investment bank]], being a place of universal grasping fixation on advancement, it isn
3 KB (514 words) - 18:25, 4 February 2024
235. Collective investment schemes
...ate in or receive profits or income arising from the acquisition, holding, management or disposal of the property or sums paid out of such profits or income. <li
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...iable]] for any obligations of the partnership and are responsible for its management.
...sociés commanditaire]]s) whose liability is limited to the amount of their investment. There may be an unlimited number of limited [[shareholder]]s.
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...defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013, or an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU other
...es from third-party entities and delegates the day-to-day active portfolio management involved in that securitisation to an entity authorised to perform such act
870 bytes (116 words) - 16:52, 22 January 2024
...ey were “[[human capital management]]” — we are not so persuaded about the management, but “[[human capital]]” is a useful way of thinking about valuable emp
...s Deming]]s of the world have helpfully explained the peril, and folly, of management by policy over decades. But most policies — even those articulating matte
2 KB (358 words) - 08:47, 1 August 2023
...you’ve created “ten times leverage” (note: still a noun) on your original investment. The more the market goes up, once it has passed your borrowing costs, the
...to understand than that — that caused the implosion of [[Long-Term Capital Management|LTCM]], the [[global financial crisis]], and the [[Archegos]] affair.
4 KB (696 words) - 16:27, 23 September 2022
...nerally include its [[prospectus|information memorandum]] and [[investment management agreement]] even though neither, strictly speaking, play any kind of metaph
2 KB (238 words) - 10:14, 21 March 2023
...xpert]]ise, is needed to manage a [[complex]] process such as running an [[investment bank]].
2 KB (307 words) - 19:59, 20 November 2023
...ent fund]]s subject to the AIFM law other than UCI or reserved alternative investment funds (fonds d’investissement alternatives reserves (“'''RAIF'''”) wh
...orking day, whether it is primarily concerned with semolina or credit risk management.<ref>I am indebted to [http://barnsleyfc.org.uk/threads/sago-semalina-tapio
7 KB (1,151 words) - 13:50, 27 February 2023
...tical management of the “90 minutes” to his ball-breaker of a [[COO]], a [[management consultant]] without the first clue about the law, let alone what a modern
===How to become general counsel of an investment bank===
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...out of date.</ref> through which ordinary, unsecured [[Asset manager|asset management]] vehicles make their stately passage. [[Hedge fund]]s. [[UCITS]]. [[SICAV]
=== [[Investment fund]] vehicles should ''not'' be limited recourse ===
9 KB (1,486 words) - 11:30, 22 December 2022
Normal [[investment fund]]<nowiki/>s — even [[hedge fund]]s — are somewhat arm’s length:
...manage account movements and calculate [[NAV]]s; all are distinct from the investment manager and each is likely to have its own compliance and operations teams.
7 KB (1,210 words) - 08:50, 11 April 2023
...of a portfolio’s performance over the market average, or “[[beta]]”. An [[investment manager]]’s [[alpha]], therefore, is the value that manager adds that you
...so stupid as to admit they're really just gearing the whoopsie out of your investment (if it goes wrong, guess who loses?), or they think ''you're'' so stupid yo
3 KB (511 words) - 10:14, 16 August 2021
...r]]. Every department, in every large organisation, has at least one. Even investment banks. Even [[Goldman]].
...anagement will not: the survivor may escape detection through fluency in [[management speak]] and the good works of right-minded colleagues who, believing it is
4 KB (658 words) - 12:17, 21 November 2022
...s stuck out like a butcher at a chickpea fudge stall, so there is not an [[investment bank]] in the world which hasn’t taken a chainsaw to its [[negotiation]]
And all because the management consultants don’t observe basic principles of their own discipline. That
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Is this the first principle, or the last word, in practical risk management?
...g predictably anodyne and meaningless like “Reimagining the possibility of investment by connecting the digital world.” The marketing goons ''loved it''. The C
4 KB (568 words) - 17:43, 18 April 2023
...[[rating agency|rating agencies]] to save the honest toilers in the asset management industry the bother of conducting fundamental financial analysis on said is
...?) might wonder ''just what such an honest toiler would be bringing to the investment decision if all he was doing was relying on a published rating'' — isn’
2 KB (386 words) - 13:29, 12 October 2020
...appened once — and only needed to happen once, to blow [[Long Term Capital Management]] and much of the market to smithereens — just four years after they star
2 KB (349 words) - 08:50, 11 April 2023
...share price|png|A [[short squeeze]] waiting to happen, yesterday|}}}}{{not investment advice}}{{d|Bottom of the range|/ˈbɒtəm ɒv ðə reɪnʤ/|n}}
We have looked elsewhere at the travails of [[Melvin Capital Management LP]] when it tried to short [[GameStop]], but this points to a general pro
7 KB (1,203 words) - 09:49, 30 December 2022
...speaks to the weakness and hubris which holds down the comfy chairs upper management.
...t should do: the only way a co-head arrangement could work is one that few investment bankers would entertain for a moment: that of [[partnership]]: [[joint and
5 KB (780 words) - 21:32, 22 November 2022
...custody chain are assessed and monitored and the management company or the investment company is informed of any material risk identified;
:(g) the UCITS’s ownership right or the ownership right of the management company acting on behalf of the UCITS over the assets is verified.
4 KB (635 words) - 11:19, 18 January 2020
...is infrastructure: operations, risk management, IT and increasingly middle management : infrastructure to manage the infrastructure. <br>
...ounds for incentive based compensation. Some could be incentivised by cost management, but for many – risk, legal, compliance – performance related pay is l
5 KB (839 words) - 14:50, 5 May 2021
...a, rescued a failing investment bank in 2008, when it didn’t, and an asset management division in 2009. Here there are plenty of arseholes, to be sure — but th
2 KB (351 words) - 20:02, 11 September 2023