#REDIRECT [[Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision]]
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...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''
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:{{tag|COBS}} {{cobsprov|11.2}} {{cobsprov|Best Execution}}
:''Note that, courtesy of {{cobsprov|1 Annex 1}} [[best execution]] obligations are not owed to an {{fcaprov|eligible counterparty}}, but onl
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...[[broker]] uses to manage client order and trade flow between different [[execution venue]]s.
*[[Execution management system]]
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...s present article is about the more [[tedious]] business of how they are [[execution|executed]], [[Give-up|given up]] and [[Clearing|cleared]].
===Clearing and execution===
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...ee not to have to make certain numpty [[disclosure]]s relating to contract execution
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#REDIRECT [[best execution]]
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...lar payments by US clients for trade ideas, where not accompanied by trade execution, may amount to investment advice, for which the provider must be registered
...eference execution in some way (typically as [[commission]] on an equities execution, but not necessarily) are exempted from this rule.
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#redirect[[Execution management system]]
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#REDIRECT [[Best Execution - COBS Provision]]
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#redirect[[Best Execution - COBS Provision]]
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#REDIRECT [[Application of Best Execution - COBS Provision]]
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''See also more generally [[best execution]] for an overview.''
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#REDIRECT [[Consent to best execution policy generally - COBS Provision]]
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...evant Party}} to the other {{gmslaprov|Party}} in writing [[prior to]] the execution of this {{gmslaprov|Agreement}}. <br>
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*'''[[Shares]]''': The [[execution]] of transactions in [[listed]] [[share|shares]] happens on exchange; by wa
...tures]] and [[options]]. These are trades that have a tenor, and while the execution of a transaction flits ephemerally across the exchange, [[ETDs]] also need
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*The [[dealer]] owes [[best execution]]. That means, (subject to contrary instructions) it has to interrogate all
*Under [[best execution]] rules the client may instruct the [[dealer]] to exclude certain [[venue]]
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...]” also a [[MiFID II]] expression featuring a lot in the context of [[best execution]]?
...n:<ref>See: {{tag|CESR}}’s "[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]" Questions and Answers document of May 2007 (CESR/07-320)</re
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...e {{pgmslaprov|Relevant Party}} to the other Party in writing prior to the execution of this Agreement. <br>
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...levied or imposed upon the other party or in respect of the other party’s execution or performance of this Agreement by any such Stamp Tax Jurisdiction which i
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'''{{repprov|No violation}}''': execution of and performance of your obligations under this agreement does not breach
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...ents for {{tag|MiFID}} purposes, particularly in the context of {{tag|best execution}}.
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===Formal execution requirements===
*[[Electronic execution]]
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...ading benchmark by investors who aim to be as passive as possible in their execution. Many [[pension funds]], and some [[mutual funds]], fall into this category
...and answer to the client the realized price. This is called a VWAP target execution; it incurs more dispersion in the answered price compared to the VWAP price
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...levied or imposed upon the other party or in respect of the other party’s execution or performance of this {{isdaprov|Agreement}} by any such {{isdaprov|Stamp
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...d not circumventing, a process: to paraphrase Blackadder, by the time this execution is finished you don’t so much need a spike as a toast rack.
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...levied or imposed upon the other party or in respect of the other party’s execution or performance of this {{isda92prov|Agreement}} by any such {{isda92prov|St
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COBS {{cobsprov|11}} {{cobsprov|Dealing and managing}} ''including [[best execution]]''<br>
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...sprov|1 Annex 1}} for disapplication of certain COBS rules, including best execution, to {{cobsprov|ECP}}s
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Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th
...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its
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...aprov|Relevant Party}}''''') who drafted this {{pgmslaprov|Agreement}} for execution (as indicated in paragraph {{pgmslaprov|Schedule 9}}) [[Warranty|warrant]]s
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...laprov|Relevant Party}}''''') who drafted this {{gmslaprov|Agreement}} for execution (as indicated in paragraph {{gmslaprov|Schedule 9}}) [[Warranty|warrant]]s
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...eme}}) must obtain the [[prior consent]] of its {{fcaprov|client}}s to the execution policy. <br>
...consent]] of the {{fcaprov|ICVC}} or {{fcaprov|investment company}} to the execution policy. <br>
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...s, customs and usages of any applicable self regulatory organization, Swap Execution Facility, or Clearing Organization, [[as amended from time to time]].
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...ives all [[Sovereign immunity|immunity]] from jurisdiction, attachment and execution to which it might otherwise be entitled in any proceeding relating to this
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“'''{{isdaprov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or amendment to, any law (or in the ap
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“'''{{isda92prov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or [[amendment]] to, any law (or in th
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...sitions held by the customer at the FCM; (d) impair a customer’s access to execution of a trade on terms that have a reasonable relationship to the best terms a
...day after execution of the swap, or the agreement to clear, if later than execution.
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...blication/thematic-reviews/tr14-13.pdf Thematic Review TR 14/13] of [[best execution]] and [[PFOF]].
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...he banana skin of {{casenote|Mercury Tax Group Limited|HMRC}} and bish the execution up.
If you play fast and loose with the form of execution, especially for deeds, you risk your contract failing altogether.
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...|investment manager}} must not accept goods or services in addition to the execution of its customer orders if it: <br>
:::(i) is directly related to the execution of trades on behalf of the {{cobsprov|investment manager}}'s customers; or
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'''{{isdaprov|Relationship Between Parties}}''': Each party represents upon execution of each {{isdaprov|Transaction}} that ([[unless otherwise agreed]]):
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...is a labour-intensive, manual task. Technology here (particularly digital execution) offers an enormous capacity for efficiency and digital audit.
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*[[Co-ordination versus execution]]
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Simple: just don’t fiddle with Offices and Branches post execution. Why would you? (Unless to correct an error you made on the Trade Date ...
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...ettlement Disruption Event}}, would have been) open for the acceptance and execution of settlement instructions. <br>
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...on of client order services that relate to the reception, transmission and execution of client orders.
...on of client order services that relate to the reception, transmission and execution of client orders, even if those conversations or communications do not resu
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:{{isdaprov|3(a)(iii)}} '''{{isdaprov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any law applicabl
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:{{isda92prov|3(a)(iii)}} '''{{isda92prov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any law applicabl
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Simple: just don’t fiddle with Offices and Branches post execution. Why would you? (Unless to correct an error you made on the Trade Date ...
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{{gtmaprov|3.1.3}} ('''{{gtmaprov|No Violation or Conflict}}''') The execution, delivery and performance referred to in clause 3.1.2 do not violate or con
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...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a
...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>
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...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance;
3(a)(iii) No Violation or Conflict. Such execution, delivery and performance do not violate or conflict with any law applicabl
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...rwise) from jurisdiction, attachment (both before and after judgement) and execution to which it might otherwise be entitled in any action or proceeding in the
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{{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da
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...rwise) from jurisdiction, attachment (both before and after judgement) and execution to which it might otherwise be entitled in any action or proceeding in the
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...risdiction, attachment (both before and after [[judgment|judgement]]) and execution to which it might otherwise be entitled in any action or proceeding in the
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“'''{{ietaprov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or amendment to, any law (or in the ap
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*Deemery: what of the ''deemed'' representations on material dates after execution? Is that a bit nonsense? Is there a sorcerer’s apprentice risk here?
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...r and against all reasonable out-of-pocket expenses, including legal fees, execution fees and {{isdaprov|Stamp Tax}}, incurred by such other party by reason of
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...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro
...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia
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...he trading session; or (if earlier) the submission deadline for orders for execution at the {{eqderivprov|Valuation Time}} on that {{eqderivprov|Exchange Busine
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...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance; <br>
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...erwise) from jurisdiction, attachment (both before and after judgment) and execution to which it might otherwise be entitled in any action or proceeding in the
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...uch {{cddprov|Qualifying Guarantee}} (including by way of cancellation and execution of a new guarantee) on the same or substantially the same terms, in circums
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...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance; <br>
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{{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled
...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:
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...}}, is what the [[broker/dealer]] reports to the exchange immediately upon execution of the trade, to provide transparency and market information of where the s
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...eement. But not impossible.</ref> What about [[email]] scans? [[electronic execution]]? [[Digital signature|Digital signatures]]?
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...o which it is a party and has taken all necessary action to authorise that execution, delivery and performance;<br>
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...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document would not materially prejudice the l
...levied or imposed upon the other party or in respect of the other party’s execution or performance of this Agreement by any such Stamp Tax Jurisdiction which i
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A [[swap execution facility]] is a platform for financial {{tag|swap}} trading that provides p
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...on {{isdaprov|4(e)}}''': Each party pays its own {{isdaprov|Stamp Tax}} on execution of the {{isdaprov|Agreement}} (and [[Indemnity|indemnifies]] the other part
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:(b) [[order execution]] for cients;
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...prov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' re
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:(b) execution of orders on behalf of clients; <br>
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...iling market conditions, take measures to facilitate the earliest possible execution of that order by making public immediately that client limit order in a man
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..., (iv) attachment of its assets (whether before or after judgment) and (v) execution or enforcement of any judgment to which it or its revenues or assets might
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...eunder and thereunder and has taken all necessary action to authorise such execution, delivery and performance; <br>
{{gmraprov|9(e)}} the execution, delivery and performance of this {{gmraprov|Agreement}} and the {{gmraprov
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..., (iv) attachment of its assets (whether before or after judgment) and (v) execution or enforcement of any judgment to which it or its revenues or assets might
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...[Sovereign]] or [[State of a Federal Sovereign]] from legal proceedings or execution against its assets. This category may include entities active entirely in t
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*[[Electronic execution]]
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...s}} were not true (other than because of regulatory action taken ''after'' execution of the {{isdaprov|Transaction}} or a {{isdaprov|Change in Tax Law}}. <br>
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...t]]” which derives from the effort you have taken to compile a database of execution prices. But you couldn’t stop another party compiling an identical databa
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...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document, or the provision of such cooperatio
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...ution]]<ref>Admittedly this only holds if the [[Dealer]] ''does'' owe best execution, but if it is {{tag|MiFID}}-regulated and you are a [[professional client]]
**'''Regulatory''': There's the best execution obligation. The [[COBS]] rules require us to treat our clients fairly.
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...he {{eqderivprov|Exchange}} or {{eqderivprov|Related Exchange}} system for execution at the {{eqderivprov|Valuation Time}} on such {{eqderivprov|Exchange Busine
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...ively honoured in the regulatory breach, by the way, with things like best execution, but it remains the operating theory.</ref> and give no advice and operate
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..., (iv) attachment of its assets (whether before or after judgment) and (v) execution or enforcement of any judgment to which it or its revenues or assets might
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...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document would not materially prejudice the l
1 KB (213 words) - 21:57, 23 February 2020
...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document would not materially prejudice the l
1 KB (230 words) - 18:46, 7 November 2016
...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document would not materially prejudice the l
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...d copy, bodily, to the other parties to it. Delivery is part of the formal execution process, without which the [[deed]] is not yet a “thing”. Hence, in the
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*between [[Eligible Contract Participant]]s (judged at the time of execution)
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...d under it and all other powers shall be deemed to arise immediately after execution.''
...[[Prime brokerage]] relationship liabilities become due immediately after execution of the agreement, so there is no need for due and unpaid money to acquire t
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...the {{eqderivprov|Valuation Time}} at which any trade can be submitted for execution, the Settlement Price shall be the price per {{eqderivprov|Share}} as of th
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...tial satisfaction, the pragmatic response is to agree them and move toward execution.
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...y). [[US tax attorney]]s are greatly calmed by the suggestion that a hedge execution price is imaginary, and not real, even though it happens to be identical to
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...ade and transaction reporting — for one thing, the exact time and price of execution of a [[stock loan]] is less critical data point, seeing as either side can
**The [[reference asset]] is struck at a negotiated price – therefore [[best execution]] is important;
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{{L1}}'''Effective execution''': When you give us an order to enter into, modify or terminate a Transact
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...the {{eqderivprov|Valuation Time}} at which any trade can be submitted for execution, the Relevant Price shall be the price per Share as of the {{eqderivprov|Va
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...ority]] to ''perform'' a contract are one thing, but a [[covenant]] to ''[[execution|execute]]'' the confounded thing is a whole new level of ninja circularity.
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...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
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Valuation signals for [[equity derivatives]] — traded prices on [[Venue|execution venues]] — are generally [[liquid]], independent, and observable. [[Equit
...e it could get. It is obliged by regulation to get the best price — [[best execution]], right? — and by the [[commercial imperative]]. ''Why on earth would a
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...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
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...signature of the client or an equivalent alternative means of affirmative execution is required.
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...(as such term is defined in the Short Form Protocol) shall be the date of execution of this Agreement.”
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“Change in Tax Law” means the enactment, promulgation, execution or ratification of, or any change in or amendment to, any law (or in the ap
1 KB (206 words) - 10:52, 31 December 2023
...g/ew/cases/EWHC/Admin/2008/2721.html</ref> is a leading case on [[contract execution formalities]]. Hey, wait! Where are you going? This is worth reading!
1. At the time of [[execution and delivery]] the agreement must be complete. You can’t just staple an o
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..., the statements following the <code>then</code> are executed. If not, the execution continues in the following branch – either in the <code>else</code> block
2 KB (293 words) - 14:01, 27 October 2016
...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
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...elp: “These amendments will not affect the effectiveness, time of original execution or priority of any [[security interest]]s.”
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...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
2 KB (260 words) - 17:51, 9 January 2020
...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
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...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document would not materially prejudice the l
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...nd (ii) the submission deadline for orders on {{eqderivprov|Exchange}} for execution at the {{eqderivprov|Valuation Time}}
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...e original order. The clients are each given a single blended price of the execution of those orders on the exchange.
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*'''Best Execution''': The [[best execution]] obligations set out in Article {{mifid2prov|27}}.
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*[[of]] — indicates a [[nominalisation]] (a compound verb - "effect the execution of" rather than "execute".)
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[[Execution date|Execution]] will be [[SWIFT|swift]], regardless of the [[TARGET]]. <br>
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...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
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...nd we should upgrade our practices to take account of it: e.g. Electronic execution,
*collects audited information about the time and date of execution
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...trade at all, but rather instructs its [[prime broker]] to do so, against execution of a distinct [[equity swap]] between [[prime broker]] and client. This one
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Message Subject: Contract execution<br>
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...includes names and quantities of instruments traded, the time and date of execution, price and the investment firm concerned. <br>
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:{{gmraprov|3(a)}} '''Means of execution''': The parties may enter into {{gmraprov|Transaction}} orally or in writin
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...lectronic-execution-of-documents Law commission consultation on electronic execution] has a good overview of the existing law relating to deeds.
...ed, Delivered]] - Stevie Wonder’s paean to legal formalities of [[deed]] [[execution]]
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...ets it is meant to cover, and all necessary [[perfection|perfections]] and execution formalities are observed. For in a repackaging, the security just sits ther
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...take possession of all or substantially all its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
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Where contracts are subject to formal execution requirements , chances for confusion multiply. Was out sealed? Was it deliv
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...st place —is of such fundamental moment that its untruth justifies summary execution. Careful here, though, misrepresentations are a bit of a minefield to step
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...e possession of [[all or substantially all]] its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
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...take possession of all or substantially all its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
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...nically the [[instrument]] the [[clearing system]]’s records reflect. On [[execution]] of a bond deal, until relatively recent times, a [[trainee]] would be sen
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...take possession of all or substantially all its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
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...nisian]] netherworld in which, in our imperfect times, almost all document execution lies, and that is a scanned ''image'' of a wet signature. Supposedly, this
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...regulator CESR in 2007 a discussion paper (albeit in the context of best execution) and said: “Where MiFID requires “prior express consent”, CESR consid
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...executives “setting the course”, deciding the issues and then handing off execution to a [[steering committee]], which appoints a programme management team who
*'''By syndication''': that syndicates responsibility for programme execution and risk management across the firm, thereby diffusing responsibility for t
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(iii) it will be the one executing the opening and closing orders, using best execution, that are determined by the Calculation Agent.
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...take possession of all or substantially all its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
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...bligations — the key ones are generally lumped together and called “[[best execution]]” — to make sure you get the best price available. This keeps the brok
...undermines transparency and efficiency, is inimical to the idea of [[best execution]], and also it creates a perceived conflict of interest between broker and
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...e possession of [[all or substantially all]] its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
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...the {{eqderivprov|Valuation Time}} at which any trade can be submitted for execution, the {{eqderivprov|Final Price}} shall be the price per {{eqderivprov|Share
3 KB (488 words) - 17:33, 5 September 2018
...[commission]] is the traditional means of compensating a broker-dealer for execution and research in a way that avoids special compensation.
3 KB (432 words) - 15:31, 1 August 2020
...“'''{{gtmaprov|Change in Tax Law}}'''” means the enactment, promulgation, execution or ratification of, or any change in or amendment to, any law (or in the ap
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...xecute a clearing agreement such as the FIA-[[ISDA]] [[Cleared Derivatives Execution Agreement]]. This can be an annex to their {{isdama}} or the the [[FIA]] te
...om execution to settlement. (There are a number of different ways in which execution and clearing can be effected.) The {{ccp|end user}} (acting as a trader on
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# Send for execution
...le="width: 6%|Resolve || style="width: 6%|Closing Memo || style="width: 6%|Execution || style="width: 6%|Filing
5 KB (764 words) - 16:06, 14 July 2023
...e agreement]]” between them for that brief period of gestation between its execution and the first transaction they print under it: then really would be no othe
3 KB (493 words) - 09:07, 28 April 2020
*{{tag|Best execution}}
3 KB (512 words) - 13:20, 23 January 2018
...n present or engaged in business in that jurisdiction) other than the mere execution or delivery of this {{efetprov|General Agreement}}, any Confirmation or any
3 KB (520 words) - 13:25, 13 September 2023
...hat are legally required in the relevant jurisdiction(s) to authorise such execution, delivery and performance. <br>
:{{ietaprov|4.1(c)}} '''No Violation or Conflict'''. The execution, delivery and performance referred to in Clause {{ietaprov|4.1(b)}} (Repres
8 KB (1,286 words) - 12:12, 12 July 2023
Management forms a plan, and by way of execution, selects a focus group of [[Subject matter expert|subject matter experts]]
3 KB (463 words) - 13:55, 21 March 2024
...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document, or the provision of such cooperatio
4 KB (625 words) - 17:25, 19 January 2021
...are commercial and creative, and they ''do'' contribute to the successful execution of banking deal flow,” the [[General counsel|GC]] will think to herself.
4 KB (588 words) - 11:07, 9 November 2022
...uch deduction or withholding at a reduced rate (so long as the completion, execution or submission of such form or document, or the provision of such cooperatio
5 KB (689 words) - 16:55, 19 January 2021
...ively honoured in the regulatory breach, by the way, with things like best execution, but it remains the operating theory.</ref> and give no advice and operate
3 KB (478 words) - 08:50, 20 May 2023
...all organisations, where the distinctions between ownership, executive and execution is almost nil, and very large ones where it is stark.
3 KB (458 words) - 11:58, 12 June 2023
...the ability to respond instantly, from wherever, promised to put the deal execution into hyperdrive.
4 KB (549 words) - 18:07, 8 December 2022
|(2) Execution of orders on behalf of clients;
4 KB (519 words) - 15:40, 2 March 2020
...ent one inks the paper, but also is [[deemed]] to ''repeat'' itself an the execution of each trade, on any day, or whenever a butterfly flaps its wings on [[Fit
3 KB (518 words) - 12:06, 24 December 2023
...of Crédit Lyonnais.</ref> met its Waterloo in the ''UK Overseas Companies (Execution of Documents and Registration of Charges) (Amendment) Regulations 2011'' an
3 KB (523 words) - 11:00, 26 February 2024
...t is such a good broker, with unbeatable access to [[liquidity]], flawless execution and competitive pricing, right? (and if not, ''why'' not?) — is strugglin
4 KB (720 words) - 12:25, 21 January 2022
:*'''Execution portal''': Free, non-commercial, electronic execution portal
8 KB (1,124 words) - 07:39, 19 April 2023
(2) Execution of orders on behalf of clients;
4 KB (572 words) - 09:03, 16 June 2022
...change or update the terms of an original [[contract]] sometime after its execution. amongst [[ISDA ninja]]s, for example, there is a curious reluctance to “
4 KB (681 words) - 12:16, 17 September 2021
...es are issued and outstanding, when }}The Trustee{{strikethru| shall, upon execution of the relevant Issue Deed,}} hold{{insert|s}}{{strikethru| the benefit of}
5 KB (819 words) - 21:28, 31 October 2022
...y your counterparty in the first place but, say, arose as a result of your execution activities while handling that client’s order. This is a right [[broker|b
5 KB (782 words) - 12:59, 20 September 2021
...waive your rights under an {{isdama}} except in writing, and [[Electronic execution|signed]] by all parties.
4 KB (679 words) - 08:07, 24 April 2020
...sions contained in or incorporated by reference in that agreement upon its execution will govern this {{novprov|Novation Confirmation}} except as expressly modi
...v|Novation Agreement}} and as a result of the negotiation, preparation and execution of the {{novprov|Novation Agreement}}. <br>
39 KB (5,612 words) - 18:47, 15 January 2020
...rom jurisdiction, attachment (both before and after judgement) and execution to which it might otherwise be entitled in any action or proceeding in the
...e {{pgmslaprov|Relevant Party}} to the other Party in writing prior to the execution of this Agreement.
19 KB (2,825 words) - 14:06, 21 January 2021
...munity based on sovereignty or similar rights from legal action, judgment, execution, attachment (whether before or after judgment) or any other proceedings.<br
6 KB (921 words) - 11:08, 21 January 2020
...clerk, re-dating a stack of trust deeds at 3 in the morning after a bished execution<ref>You may think this has the searing scar of verisimilitude about it. You
4 KB (624 words) - 08:20, 6 June 2023
...ent automation]], [[contract review]], [[contract approval]] and [[digital execution]] — you would expect this, as they are contiguous steps on the same comme
| rowspan="2" "3" style="vertical-align: middle;"|'''[[Execution|<small>Execution</small>]]'''
23 KB (3,525 words) - 10:30, 22 December 2021
{{quote|a [[derivative contract]] the execution of which does not take place on a [[regulated market]] as within the meanin
*[[Best execution]]
9 KB (1,356 words) - 08:46, 4 July 2023
...hat they aggregate client orders and route to different venues to get best execution, and because it’s easiest. No question of [[custody]] arises. The broker
6 KB (917 words) - 11:36, 18 January 2020
...dering in around the organisation trying to find someone to ''[[Electronic execution|sign]]'' that piece of paper — you know, with a ''[[Wet signature|biro]]'
5 KB (816 words) - 16:52, 18 December 2020
::(b) if, in England and Wales, execution or other process issued on a judgment, decree or order of any court in favo
5 KB (845 words) - 19:27, 4 February 2024
...he world as it found it, as it was in the days and weeks leading up to its execution. It is a snapshot. It cannot help you with what the law might be tomorrow.
5 KB (796 words) - 12:42, 11 January 2024
...gotiation, that is the client agreement for the time between inception and execution. The longer that average period the larger the inventory. You can’t make
7 KB (1,067 words) - 11:20, 11 November 2022
This stands in complete contrast to code. [[Code]] allows for the unequivocal execution of instructions and complete synchrony between transmitter and receiver. Th
...ss instruction followers, don’t forget — favours reliable, flawless, rapid execution over poetic indolence: that is why we are even having this debate. When it
14 KB (2,232 words) - 15:50, 30 October 2022
...nt Party}}'''”) who has prepared copies of this {{ietaprov|Agreement}} for execution (as indicated in item 14.10 of {{ietaprov|Schedule 2}} (''{{ietaprov|Electi
9 KB (1,412 words) - 13:09, 12 July 2023
...mforting is much of the [[verbiage]] that accompanies the construction and execution of modern financial instruments.
7 KB (1,193 words) - 11:22, 21 April 2023
...ou want me to do? What can I do?” i’m an agent. A facilitator. Punters get execution. ''How'' they execute is not my look out. claims he can’t control it. “
5 KB (931 words) - 08:41, 8 March 2023
...capital rules, clearing obligations, prop-trading restrictions, and [[best execution]] obligations. Dealers play much more of an [[agency]] role now. They act l
7 KB (1,051 words) - 20:06, 16 January 2024
...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance;<br>
:{{isda87prov|3(a)(iii)}} '''{{isda87prov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any {{isda87prov|
71 KB (11,806 words) - 15:44, 30 January 2024
...]] on an [[Electronic Trading Facility]] (an electronic trade matching and execution platform for OTC derivative transactions) in order to ensure the transactio
10 KB (1,535 words) - 10:52, 22 September 2016
...e for which there is limited supply. Again, regulatory rules here — [[best execution]] — are about the price at which you do trade, if you trade, and not whet
10 KB (1,743 words) - 10:48, 14 September 2020
...the parties for delivery of the securities is open for the acceptance and execution of settlement instructions or, if delivery of the securities is contemplate
16 KB (2,574 words) - 03:52, 4 January 2020
🖊️: Digital execution<br>
19 KB (1,855 words) - 09:33, 15 April 2024
...in pillars of bank activity — the conduct of [[litigation]] being one, the execution corporate advisory business another and let us throw in the wheel-spinning
10 KB (1,524 words) - 11:00, 6 May 2024
...ect bearing on the enforceability of the {{t|contract}}. For example, that execution of the contract has been properly authorised by any internal procedures —
10 KB (1,639 words) - 09:49, 15 May 2024
...rous) creativity and diversity. In a simple system control, discipline and execution is all there is: your perfect ratio is all administration and only machines
9 KB (1,482 words) - 03:02, 14 August 2023
...immortality requires a ninety minute shift and consistent but unglamorous execution and no-one is likely to remember you, either. Unless you fuck up. And then
12 KB (2,027 words) - 14:04, 17 April 2023
...kinds of multi-use systems, such as — for rather good example — a digital execution hub. There are a number of things you should not do when designing a networ
15 KB (2,447 words) - 19:41, 21 June 2022
...] than unattended [[algorithm]]s. If the only gauge is accurate, efficient execution of instructions, humans ''must'' be worse at that than machines. Modernism
12 KB (1,876 words) - 07:59, 30 May 2021
...service creation and maintenance; negotiation, dialogue, drafting, accord, execution, data capture and document storage and of course the secondary range of bur
13 KB (2,070 words) - 10:16, 16 June 2022
...is not always the point.<ref>This is, broadly, true of all contracts, from execution until formal enforcement — and the overwhelming majority of contracts are
13 KB (2,083 words) - 19:57, 9 February 2024
...ticking and ticket-clipping. We have between us consented to the flawless execution of ''form'' as the highest aspiration of professional life. That’s the de
13 KB (2,038 words) - 14:54, 6 November 2023
...take possession of all or substantially all its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
29 KB (4,437 words) - 12:48, 12 July 2023
...nsferee of such Qualifying Guarantee (including by way of cancellation and execution of a new guarantee) on the same or substantially the same terms, in circums
...take possession of all or substantially all its assets or has a distress, execution, attachment, sequestration or other legal process levied, enforced or sued
264 KB (40,995 words) - 10:02, 20 April 2023
...enough: two repo [[Negotiator|negotiators]] lumbering awkwardly around an execution memo. Youngsters; must have broken a fence somehow and got out. No real thr
34 KB (5,541 words) - 18:08, 10 January 2023
...ign|''design'']] in this process is staggering. The economy of ''effort in execution'' is not. Evolution is ''tremendously'' ''wasteful''. Not just in how it ''
57 KB (8,995 words) - 17:52, 7 December 2023
