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  • ...sitions held by the customer at the FCM; (d) impair a customer’s access to execution of a trade on terms that have a reasonable relationship to the best terms a ...day after execution of the swap, or the agreement to clear, if later than execution.
    4 KB (646 words) - 08:56, 25 September 2012
  • ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>
    5 KB (755 words) - 10:15, 20 March 2020
  • {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da
    539 bytes (78 words) - 14:54, 14 November 2019
  • ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia
    3 KB (554 words) - 12:46, 9 September 2020
  • {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:
    3 KB (518 words) - 08:18, 19 August 2021
  • A [[swap execution facility]] is a platform for financial {{tag|swap}} trading that provides p
    756 bytes (100 words) - 16:17, 11 September 2017
  • :(b) [[order execution]] for cients;
    781 bytes (108 words) - 11:38, 2 March 2020
  • ...prov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' re
    1 KB (138 words) - 10:29, 10 October 2017
  • *[[Electronic execution]]
    797 bytes (128 words) - 20:28, 23 March 2020
  • ...t]]” which derives from the effort you have taken to compile a database of execution prices. But you couldn’t stop another party compiling an identical databa
    3 KB (499 words) - 15:53, 29 November 2020
  • ...d copy, bodily, to the other parties to it. Delivery is part of the formal execution process, without which the [[deed]] is not yet a “thing”. Hence, in the
    1 KB (161 words) - 14:21, 15 December 2020
  • *between [[Eligible Contract Participant]]s (judged at the time of execution)
    1 KB (186 words) - 10:00, 20 July 2012
  • ...d under it and all other powers shall be deemed to arise immediately after execution.'' ...[[Prime brokerage]] relationship liabilities become due immediately after execution of the agreement, so there is no need for due and unpaid money to acquire t
    4 KB (602 words) - 19:18, 23 February 2020
  • ...ade and transaction reporting — for one thing, the exact time and price of execution of a [[stock loan]] is less critical data point, seeing as either side can **The [[reference asset]] is struck at a negotiated price – therefore [[best execution]] is important;
    6 KB (869 words) - 12:24, 13 July 2020
  • {{L1}}'''Effective execution''': When you give us an order to enter into, modify or terminate a Transact
    1 KB (197 words) - 18:26, 19 March 2024
  • ...ority]] to ''perform'' a contract are one thing, but a [[covenant]] to ''[[execution|execute]]'' the confounded thing is a whole new level of ninja circularity.
    2 KB (307 words) - 19:09, 19 December 2020
  • Valuation signals for [[equity derivatives]] — traded prices on [[Venue|execution venues]] — are generally [[liquid]], independent, and observable. [[Equit ...e it could get. It is obliged by regulation to get the best price — [[best execution]], right? — and by the [[commercial imperative]]. ''Why on earth would a
    4 KB (736 words) - 09:16, 12 January 2022
  • ...g/ew/cases/EWHC/Admin/2008/2721.html</ref> is a leading case on [[contract execution formalities]]. Hey, wait! Where are you going? This is worth reading! 1. At the time of [[execution and delivery]] the agreement must be complete. You can’t just staple an o
    12 KB (1,889 words) - 11:11, 27 February 2024
  • ..., the statements following the <code>then</code> are executed. If not, the execution continues in the following branch – either in the <code>else</code> block
    2 KB (293 words) - 14:01, 27 October 2016
  • ...e original order. The clients are each given a single blended price of the execution of those orders on the exchange.
    2 KB (281 words) - 14:31, 5 February 2015
  • *'''Best Execution''': The [[best execution]] obligations set out in Article {{mifid2prov|27}}.
    4 KB (586 words) - 11:15, 3 May 2024
  • *[[of]] — indicates a [[nominalisation]] (a compound verb - "effect the execution of" rather than "execute".)
    2 KB (277 words) - 10:43, 25 March 2020
  • ...nd we should upgrade our practices to take account of it: e.g. Electronic execution, *collects audited information about the time and date of execution
    4 KB (644 words) - 14:41, 28 February 2018
  • ...trade at all, but rather instructs its [[prime broker]] to do so, against execution of a distinct [[equity swap]] between [[prime broker]] and client. This one
    2 KB (284 words) - 18:19, 21 October 2016
  • Message Subject: Contract execution<br>
    2 KB (298 words) - 22:09, 4 October 2021
  • ...includes names and quantities of instruments traded, the time and date of execution, price and the investment firm concerned. <br>
    2 KB (316 words) - 14:41, 11 November 2019
  • ...lectronic-execution-of-documents Law commission consultation on electronic execution] has a good overview of the existing law relating to deeds. ...ed, Delivered]] - Stevie Wonder’s paean to legal formalities of [[deed]] [[execution]]
    4 KB (600 words) - 14:00, 15 June 2022
  • Where contracts are subject to formal execution requirements , chances for confusion multiply. Was out sealed? Was it deliv
    2 KB (351 words) - 23:06, 3 November 2020
  • ...nisian]] netherworld in which, in our imperfect times, almost all document execution lies, and that is a scanned ''image'' of a wet signature. Supposedly, this
    2 KB (342 words) - 06:10, 5 April 2024
  • ...executives “setting the course”, deciding the issues and then handing off execution to a [[steering committee]], which appoints a programme management team who *'''By syndication''': that syndicates responsibility for programme execution and risk management across the firm, thereby diffusing responsibility for t
    6 KB (847 words) - 15:49, 23 December 2021
  • ...xecute a clearing agreement such as the FIA-[[ISDA]] [[Cleared Derivatives Execution Agreement]]. This can be an annex to their {{isdama}} or the the [[FIA]] te ...om execution to settlement. (There are a number of different ways in which execution and clearing can be effected.) The {{ccp|end user}} (acting as a trader on
    12 KB (1,855 words) - 09:53, 9 January 2020
  • *{{tag|Best execution}}
    3 KB (512 words) - 13:20, 23 January 2018
  • Management forms a plan, and by way of execution, selects a focus group of [[Subject matter expert|subject matter experts]]
    3 KB (463 words) - 13:55, 21 March 2024
  • ...are commercial and creative, and they ''do'' contribute to the successful execution of banking deal flow,” the [[General counsel|GC]] will think to herself.
    4 KB (588 words) - 11:07, 9 November 2022
  • ...all organisations, where the distinctions between ownership, executive and execution is almost nil, and very large ones where it is stark.
    3 KB (458 words) - 11:58, 12 June 2023
  • ...the ability to respond instantly, from wherever, promised to put the deal execution into hyperdrive.
    4 KB (549 words) - 18:07, 8 December 2022
  • |(2) Execution of orders on behalf of clients;
    4 KB (519 words) - 15:40, 2 March 2020
  • ...of Crédit Lyonnais.</ref> met its Waterloo in the ''UK Overseas Companies (Execution of Documents and Registration of Charges) (Amendment) Regulations 2011'' an
    3 KB (523 words) - 11:00, 26 February 2024
  • :*'''Execution portal''': Free, non-commercial, electronic execution portal
    8 KB (1,124 words) - 07:39, 19 April 2023
  • (2) Execution of orders on behalf of clients;
    4 KB (572 words) - 09:03, 16 June 2022
  • ...change or update the terms of an original [[contract]] sometime after its execution. amongst [[ISDA ninja]]s, for example, there is a curious reluctance to “
    4 KB (681 words) - 12:16, 17 September 2021
  • ...es are issued and outstanding, when }}The Trustee{{strikethru| shall, upon execution of the relevant Issue Deed,}} hold{{insert|s}}{{strikethru| the benefit of}
    5 KB (819 words) - 21:28, 31 October 2022
  • ...y your counterparty in the first place but, say, arose as a result of your execution activities while handling that client’s order. This is a right [[broker|b
    5 KB (782 words) - 12:59, 20 September 2021
  • ...clerk, re-dating a stack of trust deeds at 3 in the morning after a bished execution<ref>You may think this has the searing scar of verisimilitude about it. You
    4 KB (624 words) - 08:20, 6 June 2023
  • ...ent automation]], [[contract review]], [[contract approval]] and [[digital execution]] — you would expect this, as they are contiguous steps on the same comme | rowspan="2" "3" style="vertical-align: middle;"|'''[[Execution|<small>Execution</small>]]'''
    23 KB (3,525 words) - 10:30, 22 December 2021
  • {{quote|a [[derivative contract]] the execution of which does not take place on a [[regulated market]] as within the meanin *[[Best execution]]
    9 KB (1,356 words) - 08:46, 4 July 2023
  • ...hat they aggregate client orders and route to different venues to get best execution, and because it’s easiest. No question of [[custody]] arises. The broker
    6 KB (917 words) - 11:36, 18 January 2020
  • ...dering in around the organisation trying to find someone to ''[[Electronic execution|sign]]'' that piece of paper — you know, with a ''[[Wet signature|biro]]'
    5 KB (816 words) - 16:52, 18 December 2020
  • ::(b) if, in England and Wales, execution or other process issued on a judgment, decree or order of any court in favo
    5 KB (845 words) - 19:27, 4 February 2024
  • ...he world as it found it, as it was in the days and weeks leading up to its execution. It is a snapshot. It cannot help you with what the law might be tomorrow.
    5 KB (796 words) - 12:42, 11 January 2024
  • ...gotiation, that is the client agreement for the time between inception and execution. The longer that average period the larger the inventory. You can’t make
    7 KB (1,067 words) - 11:20, 11 November 2022
  • This stands in complete contrast to code. [[Code]] allows for the unequivocal execution of instructions and complete synchrony between transmitter and receiver. Th ...ss instruction followers, don’t forget — favours reliable, flawless, rapid execution over poetic indolence: that is why we are even having this debate. When it
    14 KB (2,232 words) - 15:50, 30 October 2022
  • ...mforting is much of the [[verbiage]] that accompanies the construction and execution of modern financial instruments.
    7 KB (1,193 words) - 11:22, 21 April 2023
  • ...ou want me to do? What can I do?” i’m an agent. A facilitator. Punters get execution. ''How'' they execute is not my look out. claims he can’t control it. “
    5 KB (931 words) - 08:41, 8 March 2023
  • ...capital rules, clearing obligations, prop-trading restrictions, and [[best execution]] obligations. Dealers play much more of an [[agency]] role now. They act l
    7 KB (1,051 words) - 20:06, 16 January 2024
  • ...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance;<br> :{{isda87prov|3(a)(iii)}} '''{{isda87prov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any {{isda87prov|
    71 KB (11,806 words) - 15:44, 30 January 2024
  • ...]] on an [[Electronic Trading Facility]] (an electronic trade matching and execution platform for OTC derivative transactions) in order to ensure the transactio
    10 KB (1,535 words) - 10:52, 22 September 2016
  • ...e for which there is limited supply. Again, regulatory rules here — [[best execution]] — are about the price at which you do trade, if you trade, and not whet
    10 KB (1,743 words) - 10:48, 14 September 2020
  • ...ect bearing on the enforceability of the {{t|contract}}. For example, that execution of the contract has been properly authorised by any internal procedures —
    10 KB (1,639 words) - 09:49, 15 May 2024
  • ...immortality requires a ninety minute shift and consistent but unglamorous execution and no-one is likely to remember you, either. Unless you fuck up. And then
    12 KB (2,027 words) - 14:04, 17 April 2023
  • ...kinds of multi-use systems, such as — for rather good example — a digital execution hub. There are a number of things you should not do when designing a networ
    15 KB (2,447 words) - 19:41, 21 June 2022
  • ...service creation and maintenance; negotiation, dialogue, drafting, accord, execution, data capture and document storage and of course the secondary range of bur
    13 KB (2,070 words) - 10:16, 16 June 2022
  • ...enough: two repo [[Negotiator|negotiators]] lumbering awkwardly around an execution memo. Youngsters; must have broken a fence somehow and got out. No real thr
    34 KB (5,541 words) - 18:08, 10 January 2023
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