The following pages link to Template:A:
Displayed 20 items.
- Elective eligible counterparties - COBS Provision (transclusion) (← links)
- Novation (transclusion) (← links)
- Per se eligible counterparty - COBS Provision (transclusion) (← links)
- SEC Rule 15a-6 (transclusion) (← links)
- Agent as client and reliance on others - COBS Provision (transclusion) (← links)
- Agent as client - FCA Provision (transclusion) (← links)
- Broker-dealer (transclusion) (← links)
- Pledge (transclusion) (← links)
- 1995 ISDA Credit Support Deed (transclusion) (← links)
- Disclosure and transparency rules (transclusion) (← links)
- Certain voting rights to be disregarded - DTR Provision (transclusion) (← links)
- 5 - DTR Provision (transclusion) (← links)
- Notification of the acquisition or disposal of major shareholdings - DTR Provision (transclusion) (← links)
- Contracts for difference (transclusion) (← links)
- Foreign exchange (transclusion) (← links)
- The banking exemption - CASS Provision (transclusion) (← links)
- Disclosure required where held under banking exemption - CASS Provision (transclusion) (← links)
- Margin - GMSLA Provision (transclusion) (← links)
- 10(a)(ix) - GMRA Provision (transclusion) (← links)
- Termination of title transfer collateral arrangements - CASS Provision (transclusion) (← links)