83,341
edits
Amwelladmin (talk | contribs) No edit summary |
Amwelladmin (talk | contribs) No edit summary |
||
(9 intermediate revisions by the same user not shown) | |||
Line 1: | Line 1: | ||
---- | |||
==== | <small> | ||
===={{tag|MiFID}} Categorisation==== | |||
*'''{{cobsprov|Professional client}}s''': {{cobsprov|per se professional client}} | {{cobsprov|elective professional client}} <br /> | |||
*'''{{cobsprov|ECP}}s''': {{cobsprov|per se eligible counterparty}} | {{cobsprov|elective eligible counterparty}} | COBS {{cobsprov|1 Annex 1}} for disapplication of COBS rules to {{cobsprov|ECP}}s <br /> | |||
*{{cobsprov| | *'''{{cobsprov|Retail client}}''': See COBS {{cobsprov|3.4}}: one who is not a {{cobsprov|professional client}} or an {{cobsprov|ECP}} <br> | ||
*'''[[media:Decision Tree - Categorisation.pdf|Categorisation decision tree (pdf)]]''' <br /> | |||
__NOEDITSECTION__ | |||
</small> | |||
---- |