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Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision: Difference between revisions
Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision (view source)
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{{fullanat2|cobs|11.2.25||11.2.26|}} | |||
The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled away from regulated exchanges in particular, is covered in COBS {{cobsprov|11.2.25}} and {{cobsprov|11.2.26}}. As we shall see. | The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled away from regulated exchanges in particular, is covered in COBS {{cobsprov|11.2.25}} and {{cobsprov|11.2.26}}. As we shall see. | ||
{{prior consent and prior express consent}} | {{prior consent and prior express consent}} | ||
====Products which don't trade on a {{fcaprov|regulated market}} or {{fcaprov|MTF}}==== | ====Products which don't trade on a {{fcaprov|regulated market}} or {{fcaprov|MTF}}==== | ||