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Obligation to make unexecuted client limit orders public - COBS Provision: Difference between revisions
Obligation to make unexecuted client limit orders public - COBS Provision (view source)
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{{cobsanat|11 | {{cobsanat|11|4}} | ||
===Scope=== | ===Scope=== | ||
Yes, it is just shares traded on a regulated exchange or trading venue. Not all financial instruments. | Yes, it is just shares traded on a regulated exchange or trading venue. Not all financial instruments. | ||
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Compare COBS {{cobsprov|11.2.26}}, wherein a client's '''prior ''express'' consent''' is considered by one and all to involve actual acknowledgment, and contrast with COBS {{cobsprov|11.2.25}} where a client's '''prior consent''' is not... | Compare COBS {{cobsprov|11.2.26}}, wherein a client's '''prior ''express'' consent''' is considered by one and all to involve actual acknowledgment, and contrast with COBS {{cobsprov|11.2.25}} where a client's '''prior consent''' is not... | ||
{{ | {{sa}} | ||
*[[Prior consent]] | *[[Prior consent]] | ||
*[[Prior express consent]] | *[[Prior express consent]] | ||
*[[Express prior consent]] | *[[Express prior consent]] | ||
{{cobsanatomy}} | {{cobsanatomy}} | ||