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Rule on Inducements - COBS Provision: Difference between revisions
Rule on Inducements - COBS Provision (view source)
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See: [[COBS Anatomy]] | |||
{{quote|A firm must not pay or accept any fee or commission, or provide or receive any non-monetary benefit, in relation to designated investment business or, in the case of its MiFID or equivalent third country business, another ancillary service, carried on for a client other than: | {{quote|A firm must not pay or accept any fee or commission, or provide or receive any non-monetary benefit, in relation to designated investment business or, in the case of its MiFID or equivalent third country business, another ancillary service, carried on for a client other than: | ||
:(1) a fee, commission or non-monetary benefit paid or provided to or by the client or a person on behalf of the client; or<br> | :(1) a fee, commission or non-monetary benefit paid or provided to or by the client or a person on behalf of the client; or<br> | ||