US Securities Regulation: Difference between revisions
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*'''Rules''': Rule [[15a-6]], [[Rule 144A]], | *'''Rules''': Rule [[15a-6]], [[Rule 144A]], | ||
*'''Statutes, Ancient and Modern''': | *'''Statutes, Ancient and Modern''': | ||
*[[Securities Act of 1933]] | **[[Securities Act of 1933]] | ||
*[[Securities Exchange Act of 1934]] | **[[Securities Exchange Act of 1934]] | ||
*[[Commodity Exchange Act of 1936]] | **[[Commodity Exchange Act of 1936]] | ||
*[[Investment Advisers Act of 1940]] | **[[Investment Advisers Act of 1940]] | ||
*[[Investment Company Act of 1940]] | **[[Investment Company Act of 1940]] | ||
*[[Commodity Futures Modernization Act of 2000]] | **[[Commodity Futures Modernization Act of 2000]] | ||
*[[Employee Retirement Income Security Act of 1974]] | **[[Employee Retirement Income Security Act of 1974]] | ||
*[[Foreign Account Tax Compliance Act of 2009]] | **[[Foreign Account Tax Compliance Act of 2009]] | ||
*[[Wall Street Reform and Consumer Protection Act of 2010]] | **[[Wall Street Reform and Consumer Protection Act of 2010]] | ||
*'''{{t|Metaphor}}s''': [[safe harbor]]s, [[US person]]s, [[fish or cut bait]] | |||
all magnanimously stewarded by those wonderful officers of the New York courts, [[US attorney]]s. | |||
{{C|US Securities Regulation]] | {{C|US Securities Regulation]] | ||
Revision as of 15:44, 28 September 2017
A magical menagerie of:
- Regulations: Regulation D, Regulation S,
- Rules: Rule 15a-6, Rule 144A,
- Statutes, Ancient and Modern:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Commodity Exchange Act of 1936
- Investment Advisers Act of 1940
- Investment Company Act of 1940
- Commodity Futures Modernization Act of 2000
- Employee Retirement Income Security Act of 1974
- Foreign Account Tax Compliance Act of 2009
- Wall Street Reform and Consumer Protection Act of 2010
- Metaphors: safe harbors, US persons, fish or cut bait
all magnanimously stewarded by those wonderful officers of the New York courts, US attorneys.
{{C|US Securities Regulation]]