Template:COBS Section 11.2.26: Difference between revisions

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A {{fcaprov|firm}} must obtain the prior express consent of its {{fcaprov|client}}s before proceeding to execute their orders outside a {{fcaprov|regulated market}} or an {{fcaprov|MTF}}. The {{fcaprov|firm}} may obtain this consent either in the form of a general agreement or in respect of individual transactions.
{{cobsprov|11.2.26}} A {{fcaprov|firm}} must obtain the prior express consent of its {{fcaprov|client}}s before proceeding to execute their orders outside a {{fcaprov|regulated market}} or an {{fcaprov|MTF}}. The {{fcaprov|firm}} may obtain this consent either in the form of a general agreement or in respect of individual transactions. <br>

Latest revision as of 14:47, 31 October 2017

11.2.26 A firm must obtain the prior express consent of its clients before proceeding to execute their orders outside a regulated market or an MTF. The firm may obtain this consent either in the form of a general agreement or in respect of individual transactions.