Unallocated trades

Revision as of 16:48, 14 September 2016 by Amwelladmin (talk | contribs) (Created page with "Where an investment manager acts as {{tag|agent}} on behalf of a portfolio of clients, in placing transactions with its broker, dealer, or [[broker-dealer]...")
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Where an investment manager acts as agent on behalf of a portfolio of clients, in placing transactions with its broker, dealer, or broker-dealer, it will usually do this in bulk before it notifies the dealer which transactions should be allocated to which client. This puts the dealer in a somewhat interesting position, should something go wrong.