Template:Nutshell 2018 CSD Regime Table
13(a) The parties have specified the regulatory regimes (each a “Regime” and together the “Regimes”) applicable to them in their capacity as the Secured Party in the below table (the “Regime Table”). They make no representations that they are actually regulated under such Regime. [Delete inapplicable rows]
| Regime | Party A as the Secured Party (Party B as the Chargor) | Party B as the Secured Party (Party A as the Chargor) |
|---|---|---|
| EMIR | Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
| Prudential | Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
| CFTC | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| SEC | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Canada | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Switzerland | Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [SPECIFY] |
| Japan | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Australia | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Hong Kong | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
| Singapore | Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |
Applies: [SPECIFY] SIMM Exception: [Shoot me][SPECIFY] |