The person at a CASS large firm (such as a custodian or prime broker) designated[1] with responsibility for the CASS operational oversight function (known colloquially as the firm’s “CF10a”). This person is likely to be of a nervous disposition, even if she wasn't before she became the firm’s CF10a. It’s an infectious kind of nervousness.

People Anatomy™
A spotter’s guide to the men and women of finance.
File:CASS Garb.png
A CASS officer’s ceremonial Mithril garb.
Index: Click to expand:
Tell me more
Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

For more information see the FCA handbook: SUP Chapter 10A.9R.

References

  1. condemned, really