Real-time swap reporting requirements

Equity Derivatives Anatomy™ →Go uptown Effective execution: When you give us an order to enter into, modify or terminate a Transaction (an Order): Acknowledgement: By acknowledging your Order we will attempt to execute it at or near the requested price or quantity; Communication: anything we tell you about your Order (including that it has been “filled”) conveys only an indicative value at which we may be able to fill the order; and No binding trade: The Order will not be binding or considered “executed” for any purposes until we deliver to you a final confirmation evidencing the final terms of the Transaction. Resources About the Equity Derivatives Definitions | (full wikitext) | (nutshell wikitext) | Equity v credit derivatives showdown Hot topics Synthetic Prime Brokerage Anatomy | The Triple Cocktail | Cancellation and Payment | Calculation Agent TOC | 1 General Definitions | 2 Option Transactions | 3 Exercise of Options | 4 Forward Transactions | 5 Equity Swap Transactions | 6 Valuation | 7 Settlement | 8 Cash Settlement | 9 Physical Settlement | 10 Dividends | 11 Adjustments and Modifications | 12 Extraordinary Events · 12.8 Cancellation Amount · 12.9 Additional Disruption Events · 12.9 List of ADEs · 12.9(b) Consequences of ADEs | 13 Miscellaneous Index: Click ᐅ to expand: Equity Derivatives - Premium Synthetic Prime Brokerage Tell me more Sign up for our newsletter — or just get in touch: for ½ a weekly 🍺 you get to consult JC. Ask about it here.

“The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s regulations by, among other things, clarifying the applicability of the rules to swaps executed in a prime brokerage agency arrangement.”

This might explain some leaden and counterintuitive language your broker insists on putting in its confirms along the following lines: this is elegant JC speak so assume it won’t be quite as straightforward as what you see in the panel but hey.

See also

• Synthetic prime brokerage