Receipt and transmission of orders

Revision as of 13:24, 9 October 2024 by Amwelladmin (talk | contribs) (Created page with "{{a|euregulation|}}A person or firm only carrying out the regulated activity of '''receipt and transmission of orders''' under MiFID II would not have the same best execution obligations as those executing orders. They have related but distinct obligations focused on acting in clients’ best interests and selecting appropriate entities for order transmission.")
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A person or firm only carrying out the regulated activity of receipt and transmission of orders under MiFID II would not have the same best execution obligations as those executing orders. They have related but distinct obligations focused on acting in clients’ best interests and selecting appropriate entities for order transmission.