Transaction reporting

Revision as of 10:05, 9 March 2015 by Amwelladmin (talk | contribs)

See also trade reporting, an obligation imposed by MiFID under Art. 28.

Transaction reporting is imposed on investment firms by Art. 25 of MiFID. A transaction report comprises a set of fields including all descriptive information relating to each trade made by a firm over the course of a period, usually a day. Exemptions do exist for certain classes of trades. Under MiFID the transaction report is made via an approved reporting mechanism (ARM) on a T+1 basis. Under EMIR the transaction report is made to a trade repository, also on a T+1 basis.

Under MiFID FX, commodities and interest rate products are not in scope. Under EMIR FX, commodities, credit, interest rate and equity products are all covered.

Article [[25 - {{{2}}} Directive Provision|25]], [[Template:MiFID]] ([[Template:Template:MiFID_25|view template]])

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