Conduct of business obligations - COBS Provision

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COBS 2 Conduct of business obligations

COBS 2.1 Acting honestly, fairly and professionally

COBS 2.2 Information disclosure before providing services

COBS 2.3 Inducements

COBS 2.4 Agent as client and reliance on others

COBS 2.4.3 Agent as client

COBS 2.4.4 Reliance on other investment firms: MiFID and equivalent business

Conduct of Business

This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).

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