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6.1.1 - CASS Provision: Difference between revisions
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{{cassquote|6|1|1}} | {{fullanatopen|cass|{{cassquote|6|1|1}}}} | ||
====Discussion==== | ====Discussion==== | ||
=====Executing Broker acting as Agent===== | =====Executing Broker acting as Agent===== | ||
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On the basis that the securities are (i) to be bought and sold on markets, settled, as is customary, on a dvp basis and (ii) delivered to the fund intra-day then the client asset rules will not apply. | On the basis that the securities are (i) to be bought and sold on markets, settled, as is customary, on a dvp basis and (ii) delivered to the fund intra-day then the client asset rules will not apply. | ||