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Agent as client - FCA Provision: Difference between revisions
Agent as client - FCA Provision (view source)
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{{fullanat|cobs|2.4.3| }} | {{fullanat|cobs|2.4.3| }} | ||
In which the FCA inveigles on the much talked about, seldom asked, question “who is this {{fcaprov|client}} fellow, anyway?” | In which the FCA inveigles on the much talked about, seldom asked, question “who is this {{fcaprov|client}} fellow, anyway?” Interesting point to note, especially post [[Brexit]]<ref>assuming such a time ever comes to pass.</ref> is that this forensic precision on the question of who is my client is one unaddressed by the legions of directives, regulations, implementing directives and level two texts that comprise {{t|MiFID}}. This rule is made up out of whole cloth by the Brits. | ||
You may further wonder about the {{tag|FCA}}'s definition of {{fcaprov|client}}, and if so, by all means make all haste there - but you may conclude “{{isia}}”. | You may further wonder about the {{tag|FCA}}'s definition of {{fcaprov|client}}, and if so, by all means make all haste there - but you may conclude “{{isia}}”. | ||