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Authorised signatory lists: Difference between revisions
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Now this might seem a sensible measure, from the client’s perspective, but [[broker]]s generally hate it, and with good reason. For what it really amounts to is the client’s admission that it doesn’t trust, or can’t control, its own employees. | Now this might seem a sensible measure, from the client’s perspective, but [[broker]]s generally hate it, and with good reason. For what it really amounts to is the client’s admission that it doesn’t trust, or can’t control, its own employees. | ||
As such, [[broker]]s routinely refuse to be bound by these lists. If you’re confronted with one, here's a ready made explanation of why it | As such, [[broker]]s routinely refuse to be bound by these lists. If you’re confronted with one, here's a ready made explanation of why it won’t do: | ||
:''While we understand each client’s wish to ensure its personnel comply with its own internal policies, mandates and regulations, ultimately it is that client’s primary responsibility, and not ours, to make sure they do. | :''While we understand each client’s wish to ensure its personnel comply with its own internal policies, mandates and regulations, ultimately it is that client’s primary responsibility, and not ours, to make sure they do. | ||