82,510
edits
CF10A: Difference between revisions
no edit summary
Amwelladmin (talk | contribs) No edit summary |
Amwelladmin (talk | contribs) No edit summary |
||
| Line 1: | Line 1: | ||
{{a|people|}}The [[CF10A]] is that poor, sainted soul who is responsible in your organisation for its compliance with the {{tag|FCA}}’s [[CASS]] [[client money]] and [[client asset]] rules. Such a person, if not of a naturally anxious or timid disposition, will rapidly become so upon realising the hellish job of managing this regulatory risk, and the potentially personal liability that attaches to any screw-ups. | {{a|people|}}The [[CF10A]] is that poor, sainted soul who is responsible in your organisation for its compliance with the {{tag|FCA}}’s [[CASS]] [[client money]] and [[client asset]] rules. Such a person, if not of a naturally anxious or timid disposition, will rapidly become so upon realising the hellish job of managing this regulatory risk, and the potentially personal liability that attaches to any screw-ups. | ||
After the [[head of the documentation unit]], the [[CF10A]] is next-least coveted position in the organisation | After the [[head of the documentation unit]], the [[CF10A]] is next-least coveted position in the organisation, and is awarded to people the same way Joe Pesci became a “made guy” in ''Goodfellas''. | ||
{{sa}} | {{sa}} | ||
[[CASS Anatomy]] | [[CASS Anatomy]] | ||