COBS Anatomy: Difference between revisions

111 bytes removed ,  22 November 2016
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{{mifid categorisation}}
COBS {{cobsprov|1}} {{cobsprov|Application}}<br>
COBS {{cobsprov|1}} {{cobsprov|Application}}<br>
COBS {{cobsprov|2}} {{cobsprov|Conduct of business obligations}}<br>
{{COBS Section 2 TOC}} <br>
COBS {{COBS Section 3 TOC}}
{{COBS Section 3 TOC}} <br>
COBS {{cobsprov|4}} {{cobsprov|Communicating with clients, including financial promotions}}<br>
COBS {{cobsprov|4}} {{cobsprov|Communicating with clients, including financial promotions}}<br>
COBS {{cobsprov|5}} {{cobsprov|Distance communications}}<br>
COBS {{cobsprov|5}} {{cobsprov|Distance communications}}<br>
COBS {{cobsprov|6}} {{cobsprov|Information about the firm, its services and remuneration}}<br>
COBS {{cobsprov|6}} {{cobsprov|Information about the firm, its services and remuneration}}<br>
COBS {{cobsprov|7}} {{cobsprov|Insurance mediation}}<br>
COBS {{cobsprov|7}} {{cobsprov|Insurance mediation}}<br>
COBS {{cobsprov|8}} {{cobsprov|Client agreements}}<br>
{{COBS Section 8 TOC}} <br>
COBS {{cobsprov|9}} {{cobsprov|Suitability (including basic advice)}}<br>
COBS {{cobsprov|9}} {{cobsprov|Suitability (including basic advice)}}<br>
COBS {{cobsprov|10}} {{cobsprov|Appropriateness (for non-advised services)}}<br>
COBS {{cobsprov|10}} {{cobsprov|Appropriateness (for non-advised services)}}<br>
COBS {{cobsprov|11}} {{cobsprov|Dealing and managing}} ''including [[best execution]]''<br>
{{COBS Section 11 TOC}}
COBS {{cobsprov|12}} {{cobsprov|Investment research}}<br>
COBS {{cobsprov|12}} {{cobsprov|Investment research}}<br>
COBS {{cobsprov|13}} {{cobsprov|Preparing product information}}<br>
COBS {{cobsprov|13}} {{cobsprov|Preparing product information}}<br>