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Dealer: Difference between revisions
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{{ | {{g}}{{a|brokerage|}}Strictly speaking, an [[investment firm]] which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}. | ||
More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | ||
{{ | {{sa}} | ||
*{{tag|Broker-dealer}} | *{{tag|Broker-dealer}} | ||
*[[Swap dealer]] | |||