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Dealing and managing - COBS Provision: Difference between revisions
Dealing and managing - COBS Provision (view source)
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====Application of best execution obligation==== | ====Application of best execution obligation==== | ||
* As to {{fcaprov|eligible counterparties}}, see {{cobsprov|1 Annex 1}} | * As to {{fcaprov|eligible counterparties}}, see {{cobsprov|1 Annex 1}} | ||
*{{Cobsprov|11.2.2}} | *{{tag|COBS}} {{Cobsprov|11.2.2}} | ||
*{{Cobsprov|11.2.3}} | *{{tag|COBS}} {{Cobsprov|11.2.3}} | ||
*{{Cobsprov|11.2.4}} | *{{tag|COBS}} {{Cobsprov|11.2.4}} | ||
*{{Cobsprov|11.2.5}} | *{{tag|COBS}} {{Cobsprov|11.2.5}} | ||
====Management companies: execution and transmission of orders==== | ====Management companies: execution and transmission of orders==== | ||
====Client consent to execution policy and execution of orders outside a {{fcaprov|regulated market}} or {{fcaprov|MTF}}==== | ====Client consent to execution policy and execution of orders outside a {{fcaprov|regulated market}} or {{fcaprov|MTF}}==== | ||
*{{Cobsprov|11.2.25}}: consent to best execution policy generally <br> | *{{tag|COBS}} {{Cobsprov|11.2.25}}: consent to best execution policy generally <br> | ||
*{{Cobsprov|11.2.26}}: permission to execute outside a [[regulated market]] or [[MTF]] <br> | *{{tag|COBS}} {{Cobsprov|11.2.26}}: permission to execute outside a [[regulated market]] or [[MTF]] <br> | ||
===Use of Dealing Commission=== | ===Use of Dealing Commission=== | ||
{{Cobsprov|11.6.1}} <br> | *{{tag|COBS}} {{Cobsprov|11.6.1}} <br> | ||
{{Cobsprov|11.6.2}} <br> | {{Cobsprov|11.6.2}} <br> | ||
{{Cobsprov|11.6.3}} <br> | {{Cobsprov|11.6.3}} <br> | ||