Dealing and managing - COBS Provision: Difference between revisions

No edit summary
 
(15 intermediate revisions by the same user not shown)
Line 1: Line 1:
Note that the provisions of COBS 11.6 are currently under thematic review by the {{tag|FCA}}. See in particular the FCA's [http://www.fca.org.uk/news/cp13-17-use-of-dealing-commission Consultation on the Use of Dealing Commission] (CP13/17) dated November 2013, for which submissions close in February 2014 and which is expected to be implemented in the Spring of 2014.  
Note that the provisions of COBS 11.6 are currently under thematic review by the {{tag|FCA}}. See in particular the FCA's [http://www.fca.org.uk/news/cp13-17-use-of-dealing-commission Consultation on the Use of Dealing Commission] (CP13/17) dated November 2013, for which submissions close in February 2014 and which is expected to be implemented in the Spring of 2014.  


{{Cobsprov|11.2.26}} <br>
{{TOC|COBS|11.2}}


 
{{TOC|COBS|11.6}}
{{Cobsprov|11.6.1}} <br>
{{Cobsprov|11.6.2}} <br>
{{Cobsprov|11.6.3}} <br>
{{Cobsprov|11.6.4}} <br>
{{Cobsprov|11.6.5}} <br>
{{Cobsprov|11.6.6}} <br>
{{Cobsprov|11.6.7}} <br>
{{Cobsprov|11.6.8}}G - examples of goods and services that are not exempt and cannot be paid for from dealing commissions <br>




{{cobsanatomy}}
{{cobsanatomy}}