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Implications for derivatives and capital markets transactions of regulatory initiatives. ''This should cross reference where appropriate the Financial Services Module'' | Implications for derivatives and capital markets transactions of regulatory initiatives. ''This should cross reference where appropriate the Financial Services Module'' | ||
====Supervision and Market Infrastructure==== | ====Supervision and Market Infrastructure==== | ||
*[[Dodd Frank]] | *[[Dodd Frank]] | ||
*[[European Market Infrastructure Regulation]] (EMIR) | *[[European Market Infrastructure Regulation]] (EMIR) | ||
====Investor Protection==== | ====Investor Protection==== | ||
*[[MiFID]] | *[[MiFID]] | ||
*[[Prospecus Directive/PRIPS]] | *[[Prospecus Directive/PRIPS]] | ||
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*[[Trading Book]] | *[[Trading Book]] | ||
===Clearing=== | ===Mandatory Clearing=== | ||
===Suitability=== | ===Suitability=== | ||