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An [[US Attorney|American]] attempt to reconcile their pie-eyed notions of [[agency]] with the grim economic realities of equities [[Broker/dealer|brokerage]]. A [[riskless principal]], they say, is a [[quasi-agent]]<ref>IT ISN’T.</ref>. | {{a|contract|}}An [[US Attorney|American]] attempt to reconcile their pie-eyed notions of [[agency]] with the grim economic realities of equities [[Broker/dealer|brokerage]]. A [[riskless principal]], they say, is a [[quasi-agent]]<ref>IT ISN’T.</ref>. | ||
Hey, just while I’ve got you hear let’s rehearse the scenarios of ''actual'' agency: | Hey, just while I’ve got you hear let’s rehearse the scenarios of ''actual'' agency: | ||
{{box| | {{box| | ||
{{ | {{agencydisclosurescenarios}}}} | ||
{{sa}} | |||
*[[Investment Advisers Act of 1940]] | *[[Investment Advisers Act of 1940]] | ||
{{ref}} | {{ref}} | ||