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Amwelladmin (talk | contribs) (Created page with "an american attempt to reconcile their pie-eyed notions of agency with the grim economic realities of equities brokerage. A riskless principal, they say, is a quasi-...") |
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an american attempt to reconcile their pie-eyed notions of [[agency]] with the grim economic realities of equities brokerage. A [[riskless principal]], they say, is a [[quasi-agent]]<ref>IT ISN’T.</ref>. | an american attempt to reconcile their pie-eyed notions of [[agency]] with the grim economic realities of equities brokerage. A [[riskless principal]], they say, is a [[quasi-agent]]<ref>IT ISN’T.</ref>. | ||
Just while I’ve got you hear let’s rehearse the scenarios of ''actual'' agency. | |||
{{agencydisclosurescenarios}} | {{agencydisclosurescenarios}} | ||
{{seealso}} | {{seealso}} | ||
*[[Investment Advisers Act of 1940]] | *[[Investment Advisers Act of 1940]] | ||
{{ref}} | {{ref}} | ||