Quasi-agency: Difference between revisions

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an american attempt to reconcile their pie-eyed notions of [[agency]] with the grim economic realities of equities brokerage. A [[riskless principal]], they say, is a [[quasi-agent]]<ref>IT ISN’T.</ref>.
An [[US Attorney|American]] attempt to reconcile their pie-eyed notions of [[agency]] with the grim economic realities of equities [[Broker/dealer|brokerage]]. A [[riskless principal]], they say, is a [[quasi-agent]]<ref>IT ISN’T.</ref>.


Just while I’ve got you hear let’s rehearse the scenarios of ''actual'' agency.
Hey, just while I’ve got you hear let’s rehearse the scenarios of ''actual'' agency:
{{agencydisclosurescenarios}}
{{box|{{agencydisclosurescenarios}}}}


{{seealso}}
{{seealso}}
*[[Investment Advisers Act of 1940]]
*[[Investment Advisers Act of 1940]]
{{ref}}
{{ref}}