Retail client - COBS Provision: Difference between revisions

Retail client - COBS Provision (view source)

37 bytes removed , 5 November 2018

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-Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. A person with whom, generally, a {{tag|MiFID}}-regulated [[investment bank]] will want little to do. Unless they're PWM clients, of course.
+{{cobsanat|3.4}}
-{{cobssnap|3.4}}
+{{Mifid categorisation}}Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. A person with whom, generally, a {{tag|MiFID}}-regulated [[investment bank]] will want little to do. Unless they're PWM clients, of course.
-====Commentary====
-{{Mifid categorisation}}
-{{cobsanatomy}}