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Retail client - COBS Provision: Difference between revisions
Retail client - COBS Provision (view source)
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Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. A person with whom, generally, a {{tag|MiFID}}-regulated [[investment bank]] will want little to do. Unless they’re PWM clients, of course. | |||
Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. A person with whom, generally, a {{tag|MiFID}}-regulated [[investment bank]] will want little to do. Unless | |||