Retail client - COBS Provision: Difference between revisions

Retail client - COBS Provision (view source)

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	{{a\|g\|}}		{{a\|g\|}}Not a {{cobsprov\|professional client}}, and not an {{cobsprov\|eligible counterparty}}. A person with whom, generally, a {{tag\|MiFID}}-regulated [[investment bank]] will want little to do. Unless they’re PWM clients, of course.
	Not a {{cobsprov\|professional client}}, and not an {{cobsprov\|eligible counterparty}}. A person with whom, generally, a {{tag\|MiFID}}-regulated [[investment bank]] will want little to do. Unless they’re PWM clients, of course.