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SEC Rule 15c2-1: Difference between revisions
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{{a|pb|}}Rule [[15c2-1]] is the rule promulgated under the [[Securities Exchange Act of 1934]] that deals with [[rehypothecation]] of clients’ securities. See especially Rule 15c2-1(a)(1). | {{a|pb|}}Rule [[15c2-1]] is the rule promulgated under the [[Securities Exchange Act of 1934]] that deals with [[rehypothecation]] of clients’ securities. See especially Rule 15c2-1(a)(1). | ||
{{ | You can find the rule [https://www.law.cornell.edu/cfr/text/17/240.15c2-1 here]. There being no accounting for taste, have fun. | ||
{{sa}} | |||
*{{t|Rehypothecation}} | *{{t|Rehypothecation}} | ||
*Rule [[15c3]] of the [[Securities Exchange Act of 1934]] | *Rule [[15c3]] of the [[Securities Exchange Act of 1934]] | ||
*Rule [[15a6]] | *Rule [[15a6]] | ||