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Solicitation: Difference between revisions
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In financial markets, of some interest to those without [[EU passport|passports]] wishing to provide in-scope {{tag|MiFID}} services to Europeans, and [[foreign broker-dealer]]s wishing to provide brokerage services to [[U.S. person|American]]s. | In financial markets, of some interest to those without [[EU passport|passports]] wishing to provide in-scope {{tag|MiFID}} services to Europeans, and [[foreign broker-dealer]]s wishing to provide brokerage services to [[U.S. person|American]]s. | ||
{{ | {{sa}} | ||
*[[Reverse solicitation]] | *[[Reverse solicitation]] | ||
*Rule [[15a-6]] | *Rule [[15a-6]] | ||