83,229
edits
Per se professional client - COBS Provision: Difference between revisions
Per se professional client - COBS Provision (view source)
Revision as of 08:17, 13 May 2015
, 13 May 2015no edit summary
Amwelladmin (talk | contribs) (Created page with "{{cobssnap|3.5.2}} There's a bit of a chat on all this at {{tag|MiFID client categorisation}}. {{anat|cobs}}") |
Amwelladmin (talk | contribs) No edit summary |
||
| Line 1: | Line 1: | ||
See also: | |||
*[[Elective professional client - COBS Provision]] | |||
*[[Per se eligible counterparty - COBS Provision]] | |||
*[[Elective eligible counterparty - COBS Provision]] | |||
A {{cobsprov|retail client}} under COBS {{cobsprov|3.4}} is one who is not a {{cobsprov|professional client}} or an {{cobsprov|eligible counterparty}} | |||
{{cobssnap|3.5.2}} | {{cobssnap|3.5.2}} | ||
There's a bit of a chat on all this at | There's a bit of a chat on all this at [[MiFID client categorisation]]. | ||
{{anat|cobs}} | {{anat|cobs}} | ||