Search results
Page title matches
- 47 bytes (6 words) - 13:29, 9 October 2015
- 34 bytes (3 words) - 14:45, 6 June 2022
Page text matches
- ...non-financial entities. EMIR appears to apply to all non-EU non-financial entities, whereas EU corporates are only within scope if they exceed the EMIR cleari610 bytes (84 words) - 09:17, 30 August 2022
- ...rogramme or other securitisation that purchases exposures from third-party entities, or ...rogramme or other securitisation that purchases exposures from third-party entities and delegates the day-to-day active portfolio management involved in that s870 bytes (116 words) - 16:52, 22 January 2024
- ...is different from the isolation of claims between [[Affiliate|affiliated]] entities: that is a function of the [[corporate veil]], and not what is usually mean1 KB (207 words) - 08:44, 22 September 2023
- {{Netting between english entities}}581 bytes (75 words) - 14:51, 15 January 2020
- {{c2|UK Legislation|Legal Entities}}528 bytes (75 words) - 22:50, 12 December 2020
- ...count as a [[corporation]] or an [[investment fund]] — rather than because entities in that jurisdiction which happen to be [[hedge fund|hedge funds]] can’t716 bytes (103 words) - 15:43, 21 September 2021
- ...nt communication at one point in the future to be sure all in-scope client entities are provided with the same set of info from the company. The assumption is947 bytes (158 words) - 09:52, 30 December 2020
- ...entities” (Credit Support Providers, Specified Entities and certain parent entities).2 KB (355 words) - 16:33, 13 October 2015
- ...counterparty” means an undertaking established in the Union other than the entities referred to in points (1) ([[CCP]]) and (8) ([[financial counterparty]])}}818 bytes (115 words) - 15:52, 28 June 2023
- ...corporations, general partnerships, Delaware subsidiaries, corporeal trust entities and fiduciaries on the then uninhabited southern coast of [[Cayman Islands] ...home to tens of thousands of lost [[special purpose entity|special purpose entities]].3 KB (449 words) - 10:43, 26 September 2022
- ...egories of legal entity which local counsel could match the specific legal entities in that jurisdiction. So for example, an english [[limited liability compan1 KB (143 words) - 15:47, 21 September 2021
- ...her]] [[directly or indirectly]] via a third party) to our investment bank entities, [[including]] in the [[EEA]] and the UK in connection with the receipt of1 KB (200 words) - 11:36, 18 January 2020
- For [[fund]] entities it will usually generally include its [[prospectus|information memorandum]]2 KB (238 words) - 10:14, 21 March 2023
- ...to the Luxembourg law of 2016 on RAIF (as amended) (except the extent such entities are specifically covered in Appendix 2 part 1).”<ref>Curious, and rather ...ntities: things that are ''like'' UCIs, but are ''not'' UCIs. These fringe entities — even though they, too, might actually ''be'' companies, are not “comp7 KB (1,151 words) - 13:50, 27 February 2023
- {{netting between english entities}}2 KB (233 words) - 11:52, 21 April 2023
- ...source planning and allocation on the horizontal continuum across provider entities, versus a vertically oriented approach segregating provider types into inde2 KB (271 words) - 10:09, 18 July 2019
- {{C|Legal Entities}}2 KB (274 words) - 17:03, 21 September 2021
- {{c2|Netting Categories|Legal Entities}}2 KB (231 words) - 12:33, 14 October 2023
- ...ag|ERISA}} plans having total assets exceeding USD 5 million, governmental entities, and some other categories of investors. ...to or engaging in market-making activities with other eligible commercial entities.10 KB (1,535 words) - 10:52, 22 September 2016
- **FCA rules only apply to FCA regulated entities2 KB (323 words) - 10:25, 20 July 2016
- ...weighted assets|capital charges]] if it takes on liability for third party entities, but is unlikely to be specific because it isn’t clear whether there woul2 KB (359 words) - 08:26, 23 February 2022
- ...p}}”). Unlike the [[SCS]] and [[SCA]], which both are ''intuitu personae'' entities, the {{tag|SCSp}} has no legal personality distinct from its partners, and2 KB (373 words) - 10:55, 2 February 2015
- **{{isdaprov|Specified Entities}}2 KB (218 words) - 13:50, 24 February 2024
- This directive introduces new rules on UCITS depositaries, such as the entities eligible to assume this role, their tasks, delegation arrangements and the2 KB (373 words) - 15:26, 22 January 2019
- The Volcker rule generally prohibits banking entities from engaging in proprietary trading or having certain relationships with h In scope entities can still have relations with fund entities which have an exemption from “covered fund” status. These include:6 KB (922 words) - 01:11, 5 August 2023
- Which means a number of potentially important entities will not be. For example:2 KB (291 words) - 13:25, 28 June 2023
- ...e structure — hey: who doesn’t? — then the arrangement between the various entities in your group of shareholdings, inter-company loans, [[parental guarantee]]3 KB (463 words) - 16:30, 25 November 2021
- *the entities set out in paragraph (i) or; <br>3 KB (475 words) - 10:36, 12 February 2015
- ...pter1_.html here]) includes, among others, corporations and other business entities:3 KB (477 words) - 11:27, 14 December 2018
- ...panies, (v) pension plans directed by defined fiduciaries, (vi) tax-exempt entities, and (vii) trusts with sophisticated fiduciaries with total assets in exces Major U.S. Institutional Investors are entities, regardless of whether they fall in the foregoing categories, with assets o9 KB (1,219 words) - 18:44, 6 January 2021
- ...s entered into by the non-financial counterparty or by other non-financial entities within the group to which the non-financial counterparty belongs, which are4 KB (495 words) - 09:19, 30 August 2022
- {{c2|Cayman Islands history|Legal Entities}}3 KB (504 words) - 08:19, 22 August 2022
- ...in financial instruments be held in custody by a local entity and no local entities satisfy the delegation requirements laid down in that point [i.e., prudent4 KB (635 words) - 11:19, 18 January 2020
- ...}. Everything must be passed in full through to the ultimate client. These entities therefore tend to opt for non-[[retrocession]] share classes open only to a4 KB (679 words) - 11:26, 22 February 2023
- Client money behaves differently to client assets when entities start going bust. In a nutshell, unless you have set up separate pools, cli5 KB (748 words) - 19:17, 23 February 2020
- *England, Scotland, Wales and Northern Ireland as four discrete political entities. Does not include the Republic of Ireland.4 KB (701 words) - 07:53, 20 September 2023
- ...ies to a futures contract are the client and the [[CCP]]. The intermediate entities are all agents and thus not responsible for performance of the contract. Th6 KB (948 words) - 11:36, 18 January 2020
- ...cutive summary in table form, expressing a clear binary view for all legal entities and all counterparty categories.6 KB (872 words) - 14:25, 11 October 2022
- ...isaster scenarios? We know of cases where even affiliated broker-dealers — entities under common control in the same financial services group — have laboured6 KB (919 words) - 17:39, 3 December 2022
- ...taken where trading and clearing services are provided by different legal entities belonging to the same group.7 KB (1,046 words) - 11:02, 14 September 2020
- Where there ''is'' complexity — where genuinely autonomous entities operate in an inchoate environment with imperfect data and ambiguous or cha6 KB (1,005 words) - 11:16, 8 November 2022
- ...on networks, I’m distributed by studios that are owned by large corporate entities. Now, why would they put me out there when I am opposed to everything that7 KB (1,155 words) - 12:49, 24 April 2024
- ...mes, asking the same questions about the same jurisdictions and same legal entities, only in subtly different ways, ''they don’t even go to the same firms''.12 KB (1,967 words) - 08:58, 17 October 2022