Template:Mifid categorisation
Jump to navigation
Jump to search
- Professional clients: per se professional client — elective professional client
- ECPs: per se eligible counterparty — elective eligible counterparty — COBS 1 Annex 1 for disapplication of COBS rules to ECPs
- Retail client: See COBS 3.4: one who is not a professional client or an ECP
- Categorisation decision tree (pdf)