Professional client

The Jolly Contrarian’s Glossary The snippy guide to financial services lingo.™ Go Premium Index — Click the ᐅ to expand: Glossary Comments? Questions? Suggestions? Requests? Insults? We’d love to 📧 hear from you. Sign up for our newsletter.

Under the COBS rules, a professional client is one who is categorised as either a “per se professional client”, or a retail client which counts as an “elective professional client” and who has consented to being “opted up”.

Here is a handy File:Decision Tree - Categorisation.pdf.