Template:CASS Section 6 TOC
6 - Custody rules
6.1 Application
6.2 Holding of client assets
- 6.2.1 Requirement to protect clients' safe custody assets
- 6.2.2 Requirement to have adequate organisational arrangements
- 6.2.3 Registration and recording of legal title
- 6.2.4 (Nominee companies)
- 6.2.5 Recording title to safe custody assets
- 6.2.6 (Adequate investigations)
- 6.2.7 (documents of title to bearer assets)
6.3 Depositing assets and arranging for assets to be deposited with third parties
6.4 Use of safe custody assets
6.5 Records, accounts and reconciliations