Template:CASS Section 7A TOC
7A Client money distribution
7A.1 Application and purpose
7A.2 Primary pooling events
7A.3 Secondary pooling events
- Failure of a bank, intermediate broker, settlement agent or OTC counterparty: secondary pooling events:7A.3.1 | 7A.3.2 | 7A.3.3
- Failure of a bank: 7A.3.4 | 7A.3.5
- Failure of a bank: pooling: 7A.3.6 | 7A.3.7 | 7A.3.8 | 7A.3.9 | 7A.3.10 | 7A.3.11 | 7A.3.12
- Client money received after the failure of a bank: 7A.3.13 | 7A.3.14 | 7A.3.15
- Failure of an intermediate broker, settlement agent or OTC counterparty: Pooling: 7A.3.16 | 7A.3.17
- Client money received after the failure of an intermediate broker, settlement agent or OTC counterparty: 7A.3.18
- Notification to the FCA: failure of a bank, intermediate broker, settlement agent or OTC counterparty: 7A.3.19