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| ===={{cassprov|7}} - {{cassprov|Client money rules}}==== | | ===={{cassprov|7}} - {{cassprov|Client money rules}}==== |
| ''{{cassprov|7.1}} {{cassprov|Application and Purpose}} <br>
| | {{CASS Section 7.1}} |
| ''{{cassprov|7.2}} {{cassprov|Definition of client money}} <br>
| | {{CASS Section 7.2}} |
| ''{{cassprov|7.3}} {{cassprov|Organisational requirements: client money}} <br> | | ''{{cassprov|7.3}} {{cassprov|Organisational requirements: client money}} <br> |
| ''{{cassprov|7.4}} {{cassprov|Segregation of client money}} <br>
| | {{CASS Section 7.4}} |
| :<small> '''{{cassprov|Depositing Client Money}}''': {{Cassprov|7.4.1}} | {{Cassprov|7.4.2}} <br> '''{{cassprov|Qualifying money market funds}}''': {{Cassprov|7.4.3}} | {{Cassprov|7.4.4}} | {{Cassprov|7.4.5}} | {{Cassprov|7.4.6}} <br> '''{{cassprov|A firm's selection of a credit insitution, bank or money market fund}}''': {{Cassprov|7.4.7}} | {{Cassprov|7.4.8}} | {{Cassprov|7.4.9}} | {{Cassprov|7.4.9A}} | {{Cassprov|7.4.9B}} | {{Cassprov|7.4.9C}} | {{Cassprov|7.4.10}} <br> '''{{cassprov|Client bank accounts}}''': {{Cassprov|7.4.11}} | {{Cassprov|7.4.12}} | {{Cassprov|7.4.13}} <br> '''{{cassprov|Payment of client money into a client bank account}}''': {{Cassprov|7.4.14}} | {{Cassprov|7.4.15}} | {{Cassprov|7.4.16}} | {{Cassprov|7.4.17}} | {{Cassprov|7.4.18}} | {{Cassprov|7.4.18}} | {{Cassprov|7.4.20}} | {{Cassprov|7.4.21}} <br> '''{{cassprov|Automated transfers}}''': {{Cassprov|7.4.22}} <br> '''{{csaprov|Mixed remittance}}''': {{Cassprov|7.4.23}} <br> '''{{cassprov|Appointed representatives, tied agents, field representatives and other agents}}''': {{Cassprov|7.4.24}} | {{Cassprov|7.4.25}} | {{Cassprov|7.4.26}} <br> '''{{csaprov|Client entitlements}}''': {{Cassprov|7.4.27}} | {{Cassprov|7.4.28}} <br> '''{{cassprov|Money due to a client from a firm}}''': {{Cassprov|7.4.29}} <br> '''{{cassprov|Segregation in different currency}}''': {{Cassprov|7.4.30}} | {{Cassprov|7.4.31}} <br> '''{{cassprov|Commodity Futures Trading Commission Part 30 exemption order}}''': {{Cassprov|7.4.32}} | {{Cassprov|7.4.33}} | {{Cassprov|7.4.34}} | {{Cassprov|7.4.35}}</small>
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| ''{{cassprov|7.5}} {{cassprov|Transfer of client money to a third party}} <br> | | ''{{cassprov|7.5}} {{cassprov|Transfer of client money to a third party}} <br> |
| ''{{cassprov|7.6}} {{cassprov|Records, accounts and reconciliations}} <br> | | ''{{cassprov|7.6}} {{cassprov|Records, accounts and reconciliations}} <br> |
| ''{{cassprov|7.7}} {{cassprov|Statutory trust}} <br> | | ''{{cassprov|7.7}} {{cassprov|Statutory trust}} <br> |
| ''{{cassprov|7.8}} {{cassprov|Notification and acknowledgement of trust}} <br> | | ''{{cassprov|7.8}} {{cassprov|Notification and acknowledgement of trust}} <br> |
| | {{CASS Section 7.10}} |
| ''{{cassprov|7 - Annex 1}} <br> | | ''{{cassprov|7 - Annex 1}} <br> |