Template:CASS Section 7 TOC
7 - Client money rules
7.1 Application and Purpose
7.2 Definition of client money
7.3 Organisational requirements: client money
7.4 Segregation of client money
- Depositing Client Money: 7.4.1 | 7.4.2
Qualifying money market funds: 7.4.3 | 7.4.4 | 7.4.5 | 7.4.6
A firm's selection of a credit insitution, bank or money market fund: 7.4.7 | 7.4.8 | 7.4.9 | 7.4.9A | 7.4.9B | 7.4.9C | 7.4.10
Client bank accounts: 7.4.11 | 7.4.12 | 7.4.13
Payment of client money into a client bank account: 7.4.14 | 7.4.15 | 7.4.16 | 7.4.17 | 7.4.18 | 7.4.18 | 7.4.20 | 7.4.21
Automated transfers: 7.4.22
Mixed remittance: 7.4.23
Appointed representatives, tied agents, field representatives and other agents: 7.4.24 | 7.4.25 | 7.4.26
Client entitlements: 7.4.27 | 7.4.28
Money due to a client from a firm: 7.4.29
Segregation in different currency: 7.4.30 | 7.4.31
Commodity Futures Trading Commission Part 30 exemption order: 7.4.32 | 7.4.33 | 7.4.34 | 7.4.35
7.5 Transfer of client money to a third party
7.6 Records, accounts and reconciliations
7.7 Statutory trust
7.8 Notification and acknowledgement of trust
7 - Annex 1